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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ITB CAPITAL ADVISORS, LLC

CRD 172408

LAKELAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87ae873a-e6d8-a62d-7664-8463e6c6ef43

Data as of Oct 22, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 14, 2014 to Oct 22, 2018
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2018-10-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 6
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
Custody, client assets: $0
SEC number: 801-80231
CRD: 172408
Filings on the tape: 9
First filed: Aug 14, 2014
Latest filed: Oct 22, 2018
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLACK, GERALD, LEROY	MANAGING MEMBER, CCO	D	yes	08/2005	Aug 14, 2014	Oct 22, 2018
DEAN, JEFFREY, MILLER	MANAGING MEMBER	D	yes	01/2006	Aug 14, 2014	Oct 22, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JAMES I. BLACK & COMPANY	n/a	Independent wealth	$144M	Y	yes	n/a
AR FUND MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
ITB CAPITAL MANAGEMENT, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Tampa	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 1, 2018	$3.2M	$3.2M	6	2	1	n/a	n/a
2016	Jan 26, 2017	$3.9M	$3.9M	6	2	n/a	n/a	n/a
2015	Mar 9, 2016	$10.0M	$10.0M	6	2	n/a	n/a	n/a
2014	Feb 3, 2015	$832,420	$832,420	7	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$0	$3.9M	-100.0%	$832,420	n/a	6	6	1	n/a

Relationships

Affiliated with (1)

→ JAMES I. BLACK & COMPANYRegistered adviserbroker-dealer, control, common control
factForm ADV

Controls (2)

← DEAN, JEFFREY, MILLEROwnerMANAGING MEMBER, ownership code D, individual
Aug 14, 2014 to presentfactForm ADV
← BLACK, GERALD, LEROYOwnerMANAGING MEMBER, CCO, ownership code D, individual
Aug 14, 2014 to presentfactForm ADV

Registered with (1)

← GERALD LEROY BLACKAdvisorregistration: previous registration
Oct 13, 2014 to May 21, 2020factForm ADV

Dated events

Occurred
Aug 14, 2014
First Form ADV filing
Itb Capital Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87ae873a-e6d8-a62d-7664-8463e6c6ef43
First observed: Aug 14, 2014
Last observed: Oct 22, 2018 96 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ITB CAPITAL ADVISORS, LLC

CRD 172408

LAKELAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87ae873a-e6d8-a62d-7664-8463e6c6ef43

Data as of Oct 22, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:09 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLACK, GERALD, LEROY

MANAGING MEMBER, CCO

yes

08/2005

Aug 14, 2014

Oct 22, 2018

DEAN, JEFFREY, MILLER

MANAGING MEMBER

yes

01/2006

Aug 14, 2014

Oct 22, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JAMES I. BLACK & COMPANY

n/a

Independent wealth

$144M

yes

n/a

AR FUND MANAGEMENT LLC

n/a

yes

n/a

ITB CAPITAL MANAGEMENT, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Tampa

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 1, 2018

$3.2M

n/a

2016

Jan 26, 2017

$3.9M

n/a

2015

Mar 9, 2016

$10.0M

n/a

2014

Feb 3, 2015

$832,420

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$3.9M

-100.0%

$832,420

n/a