This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=7.0 bank_owner=false

Regulatory AUM

$144MItem 5.F on the latest filing (2026-02-06); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$144MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$72.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

10

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

130

Individual clients

88

High net worth clients

42

Custody, client assets

$144M

SEC number

801-118955

CRD

1249

Filings on the tape

10

First filed

May 21, 2020

Latest filed

Feb 6, 2026

Organised

Corporation, FL

Website

jamesiblack.com

• Occurred

  May 21, 2020
  First Form ADV filing

  James I. Black & Company filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7d92f727-d8cd-095e-cbea-01ba0b3078c7

First observed

May 21, 2020

Last observed

Feb 6, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.