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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

RESOLUTION CAPITAL (US) LIMITED

CRD 298109

RYE BROOK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87aed944-f4e2-d6f3-0efd-722f936a4a47

Data as of Sep 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 6
On other graphs: 0
Observed: Sep 28, 2018 to Sep 23, 2025
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.49 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.3BItem 5.F on the latest filing (2025-09-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 24
SEC number: 801-114218
CRD: 298109
Filings on the tape: 10
First filed: Sep 28, 2018
Latest filed: Sep 23, 2025
Organised: Corporation, NY
Website: rescap.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAMERON, MICHAEL, ANDREW	Director	Na	yes	04/2020	Sep 8, 2020	Sep 9, 2024
COLANTONIO, MARCO, NMN	Director	Na	yes	09/2013	Sep 28, 2018	Sep 9, 2024
FORAY ENTERPRISES PTY LTD	Shareholder	Na	yes	09/2013	Sep 28, 2018	Sep 9, 2024
FORAY ENTERPRISES PTY LTD	Shareholder	E	yes	09/2013	Sep 28, 2018	Sep 9, 2024
LUTON, SONIA, BERYL	MANAGING DIRECTOR	Na	yes	01/2019	Sep 28, 2018	Sep 9, 2024
MACOUN, IAN	Director	Na	yes	09/2013	Sep 28, 2018	Sep 9, 2024
MUSPRATT, KAREN, ANNE	CHIEF COMPLIANCE OFFICER AND HEAD OF OPERATIONS	Na	yes	03/2019	Mar 14, 2019	Sep 9, 2024
PARSONS, ANDREW, GERARD	EXECUTIVE DIRECTOR	Na	yes	01/2019	Sep 28, 2018	Sep 9, 2024
PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED	Shareholder	E	yes	06/2004	Sep 28, 2018	Sep 9, 2024
PINNACLE INVESTMENT MANAGEMENT LIMITED	Shareholder	C	yes	09/2007	Sep 28, 2018	Sep 9, 2024
RESOLUTION CAPITAL LIMITED	Shareholder	E	yes	09/2013	Sep 20, 2022	Sep 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RESOLUTION CAPITAL LIMITED	n/a	Other adviser	$9.4B	Y	yes	n/a
PINNACLE INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SYDNEY, NSW	n/a	Australia	15	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Sep 9, 2024	$2.1B	$2.1B	2	2	1	n/a	n/a
2023	Sep 4, 2023	$2.2B	$2.2B	2	2	1	n/a	n/a
2022	Sep 20, 2022	$2.6B	$2.6B	2	2	1	n/a	n/a
2021	Sep 21, 2021	$3.1B	$3.1B	1	1	1	n/a	n/a
2020	Sep 8, 2020	$1.5B	$1.5B	1	1	1	n/a	n/a
2019	Aug 30, 2019	$1.5B	$1.5B	1	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$2.3B	$2.2B	1.6%	$3.1B	-9.4%	2	2	1	1

Relationships

Affiliated with (3)

← RESOLUTION CAPITAL LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
→ RESOLUTION CAPITAL LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
← PINNACLE INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser
factForm ADV

Controls (9)

← RESOLUTION CAPITAL LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Sep 20, 2022 to Sep 9, 2024factForm ADV
← CAMERON, MICHAEL, ANDREWOwnerDIRECTOR, ownership code NA, individual
Sep 8, 2020 to Sep 9, 2024factForm ADV
← PARSONS, ANDREW, GERARDOwnerEXECUTIVE DIRECTOR, ownership code NA, individual
Sep 28, 2018 to Sep 9, 2024factForm ADV
← MACOUN, IANOwnerDIRECTOR, ownership code NA, individual
Sep 28, 2018 to Sep 9, 2024factForm ADV
← COLANTONIO, MARCO, NMNOwnerDIRECTOR, ownership code NA, individual
Sep 28, 2018 to Sep 9, 2024factForm ADV
← LUTON, SONIA, BERYLOwnerMANAGING DIRECTOR, ownership code NA, individual
Sep 28, 2018 to Sep 9, 2024factForm ADV
← MUSPRATT, KAREN, ANNEOwnerCHIEF COMPLIANCE OFFICER AND HEAD OF OPERATIONS, ownership code NA, individual
Mar 14, 2019 to Sep 9, 2024factForm ADV
← FORAY ENTERPRISES PTY LTDOwnerSHAREHOLDER, ownership code E, foreign entity
Sep 28, 2018 to Sep 9, 2024factForm ADV
← PINNACLE INVESTMENT MANAGEMENT GROUP LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Sep 28, 2018 to Sep 9, 2024factForm ADV

Dated events

Occurred
Sep 21, 2021
Regulatory AUM changed
Resolution Capital (Us) Limited reported RAUM $3.1B, up 99% from $1.5B (2020-09-08 to 2021-09-21)
Form ADVobserved 5 days ago
$1.5B
Occurred
Sep 8, 2020
Control person joined
Andrew Michael Cameron (Director) appeared on Schedule A of Resolution Capital (Us) Limited
Form ADVobserved 5 days ago
Occurred
Sep 8, 2020
Control person left
Bruce David Coleman (Director) no longer on Schedule A of Resolution Capital (Us) Limited (listed 2019-08-30, absent 2020-09-08)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2019
Control person left
Louise Bridget Hill (Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of Resolution Capital (Us) Limited (listed 2018-09-28, absent 2019-03-14)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2019
Control person joined
Karen Muspratt (Chief Compliance Officer And Head Of Operations) appeared on Schedule A of Resolution Capital (Us) Limited
Form ADVobserved 5 days ago
Occurred
Sep 28, 2018
First Form ADV filing
Resolution Capital (Us) Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87aed944-f4e2-d6f3-0efd-722f936a4a47
First observed: Sep 28, 2018
Last observed: Sep 23, 2025 12 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RESOLUTION CAPITAL (US) LIMITED

CRD 298109

RYE BROOK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87aed944-f4e2-d6f3-0efd-722f936a4a47

Data as of Sep 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:45 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAMERON, MICHAEL, ANDREW

Director

yes

04/2020

Sep 8, 2020

Sep 9, 2024

COLANTONIO, MARCO, NMN

Director

yes

09/2013

Sep 28, 2018

Sep 9, 2024

FORAY ENTERPRISES PTY LTD

Shareholder

yes

09/2013

Sep 28, 2018

Sep 9, 2024

FORAY ENTERPRISES PTY LTD

Shareholder

yes

09/2013

Sep 28, 2018

Sep 9, 2024

LUTON, SONIA, BERYL

MANAGING DIRECTOR

yes

01/2019

Sep 28, 2018

Sep 9, 2024

MACOUN, IAN

Director

yes

09/2013

Sep 28, 2018

Sep 9, 2024

MUSPRATT, KAREN, ANNE

CHIEF COMPLIANCE OFFICER AND HEAD OF OPERATIONS

yes

03/2019

Mar 14, 2019

Sep 9, 2024

PARSONS, ANDREW, GERARD

EXECUTIVE DIRECTOR

yes

01/2019

Sep 28, 2018

Sep 9, 2024

PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED

Shareholder

yes

06/2004

Sep 28, 2018

Sep 9, 2024

PINNACLE INVESTMENT MANAGEMENT LIMITED

Shareholder

yes

09/2007

Sep 28, 2018

Sep 9, 2024

RESOLUTION CAPITAL LIMITED

Shareholder

yes

09/2013

Sep 20, 2022

Sep 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RESOLUTION CAPITAL LIMITED

n/a

Other adviser

$9.4B

yes

n/a

PINNACLE INVESTMENT MANAGEMENT LIMITED

n/a

City

State

Country

Employees

Also broker-dealer

SYDNEY, NSW

n/a

Australia

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 9, 2024

$2.1B

n/a

2023

Sep 4, 2023

$2.2B

n/a

2022

Sep 20, 2022

$2.6B

n/a

2021

Sep 21, 2021

$3.1B

n/a

2020

Sep 8, 2020

$1.5B

n/a

2019

Aug 30, 2019

$1.5B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$2.3B

$2.2B

1.6%

$3.1B

-9.4%