DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• C•••••• ••• L••••••
Latest filing Sep 23, 2025
First filing on the tape Sep 28, 2018 · 10 filings
SEC status approved since Oct 29, 2018
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$2.3B as of Sep 23, 2025
Aug 30, 2019$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 23, 2025
Aug 30, 20190 then
Employees (5.A)2 as of Sep 23, 2025
Aug 30, 20191 then
Private funds: no history
RAUM +1.6% over the last fiscal year-9.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 23, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $95.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B49%
- Corporations and businesses$520M23%
- Sovereign wealth funds$305M13%
- Pension and profit-sharing plans$285M12%
- State and municipal entities$49.5M2.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 6reported
- Charitable clients
- n/areported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.49 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• M••••••• A••••• · Directorcontrolsince 04/2020 · owns less than 5%
- C••••••••• M••••• N•• · Directorcontrolsince 09/2013 · owns less than 5%
- L••••• S••••• B•••• · Managing Directorcontrolsince 01/2019 · owns less than 5%
- M•••••• I•• · Directorcontrolsince 09/2013 · owns less than 5%
- M•••••••• K••••• A••• · Chief Compliance Officer And Head Of Operationscontrolsince 03/2019 · owns less than 5%
- P••••••• A•••••• G••••• · Executive Directorcontrolsince 01/2019 · owns less than 5%
Entity owners
- F•••• E••••••••• P•• L•• · Shareholderdirect · owns less than 5%
- R••••••••• C•••••• L•••••• · Shareholderdirect · owns 75% or more
- F•••• E••••••••• P•• L•• · Shareholderindirect · owns 75% or more of R••••••••• C•••••• L••••••
- P••••••• I••••••••• M••••••••• G•••• L•••••• · Shareholderindirect · owns 75% or more of P••••••• I••••••••• M••••••••• L••••••
- P••••••• I••••••••• M••••••••• L•••••• · Shareholderindirect · owns 25% to 50% of F•••• E••••••••• P•• L••
Related persons
Schedule D 7.A
- P••••••• I••••••••• M••••••••• L••••••investment advisery
- R••••••••• C•••••• L••••••investment adviseryRAUM $9.4B
Advisers that list R••••••••• C•••••• ••• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Sydney, Nsw, Australia15 employees
What changed
consecutive filings, newest first
- Accounts · 25 to 24Sep 9, 2024 to Sep 23, 2025
- Advisory activities · 2 to 3Sep 9, 2024 to Sep 23, 2025
- Corporate clients · 8 to 10Sep 9, 2024 to Sep 23, 2025
- Pension plan clients · 8 to 6Sep 9, 2024 to Sep 23, 2025
- Pooled vehicle clients · 5 to 6Sep 9, 2024 to Sep 23, 2025
- Financial planning clients · unset to Sep 9, 2024 to Sep 23, 2025
- Discretionary RAUM · $2.1B to $2.3BSep 9, 2024 to Sep 23, 2025
- Pension RAUM · $246M to $285MSep 9, 2024 to Sep 23, 2025
- Pooled vehicle RAUM · $982M to $1.1BSep 9, 2024 to Sep 23, 2025
- RAUM · $2.1B to $2.3BSep 9, 2024 to Sep 23, 2025
- Accounts · 27 to 25Sep 4, 2023 to Sep 9, 2024
- Pension plan clients · 9 to 8Sep 4, 2023 to Sep 9, 2024
- Discretionary RAUM · $2.2B to $2.1BSep 4, 2023 to Sep 9, 2024
- Pension RAUM · $457M to $246MSep 4, 2023 to Sep 9, 2024
- Pooled vehicle RAUM · $882M to $982MSep 4, 2023 to Sep 9, 2024
- RAUM · $2.2B to $2.1BSep 4, 2023 to Sep 9, 2024
- Accounts · 34 to 27Jun 21, 2023 to Sep 4, 2023
- Corporate clients · 10 to 8Jun 21, 2023 to Sep 4, 2023
- Pension plan clients · 10 to 9Jun 21, 2023 to Sep 4, 2023
- Pooled vehicle clients · 7 to 5Jun 21, 2023 to Sep 4, 2023
- Discretionary RAUM · $2.6B to $2.2BJun 21, 2023 to Sep 4, 2023
- Pension RAUM · $517M to $457MJun 21, 2023 to Sep 4, 2023
- Pooled vehicle RAUM · $994M to $882MJun 21, 2023 to Sep 4, 2023
- RAUM · $2.6B to $2.2BJun 21, 2023 to Sep 4, 2023
- Accounts · 31 to 34Sep 21, 2021 to Sep 20, 2022
- Advisory employees · 1 to 2Sep 21, 2021 to Sep 20, 2022
- Corporate clients · 9 to 10Sep 21, 2021 to Sep 20, 2022
- Pension plan clients · 8 to 10Sep 21, 2021 to Sep 20, 2022
- Employees · 1 to 2Sep 21, 2021 to Sep 20, 2022
- Discretionary RAUM · $3.1B to $2.6BSep 21, 2021 to Sep 20, 2022
- Pension RAUM · $560M to $517MSep 21, 2021 to Sep 20, 2022
- Pooled vehicle RAUM · $1.1B to $994MSep 21, 2021 to Sep 20, 2022
- RAUM · $3.1B to $2.6BSep 21, 2021 to Sep 20, 2022
- Accounts · 27 to 31Sep 8, 2020 to Sep 21, 2021
- Pension plan clients · 5 to 8Sep 8, 2020 to Sep 21, 2021
- Discretionary RAUM · $1.5B to $3.1BSep 8, 2020 to Sep 21, 2021
- Pension RAUM · $167M to $560MSep 8, 2020 to Sep 21, 2021
- Pooled vehicle RAUM · $416M to $1.1BSep 8, 2020 to Sep 21, 2021
- RAUM · $1.5B to $3.1BSep 8, 2020 to Sep 21, 2021
- Financial planning clients · 0 to unsetAug 30, 2019 to Sep 8, 2020
Signals
6 dated events
- R••••••••• C•••••• ••• L•••••• reported RAUM $3.1B, up 99% from $1.5B (2020-09-08 to 2021-09-21)Sep 21, 2021 · RAUM change · derived
- Andrew Michael Cameron (Director) appeared on Schedule A of R••••••••• C•••••• ••• L••••••Sep 8, 2020 · Control person joined · fact
- Bruce David Coleman (Director) no longer on Schedule A of R••••••••• C•••••• ••• L•••••• (listed 2019-08-30, absent 2020-09-08)Sep 8, 2020 · Control person left · inference
- Louise Bridget Hill (Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of R••••••••• C•••••• ••• L•••••• (listed 2018-09-28, absent 2019-03-14)Mar 14, 2019 · Control person left · inference
- Karen Muspratt (Chief Compliance Officer And Head Of Operations) appeared on Schedule A of R••••••••• C•••••• ••• L••••••Mar 14, 2019 · Control person joined · fact
- R••••••••• C•••••• ••• L•••••• filed its initial SEC registration (Form ADV)Sep 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- au.linkedin.com/company/resolution-capital-limitedreportedpublic record, Form ADV, Sep 19, 2026
- Website
- r•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1-914-697-7511reportedpublic record, Form ADV, Sep 23, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026