DFX Intelligence

S•••• D••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

S•••• D••••• S••••••

Advisor at K••••• W•••••• L••

••• Locked

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Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2002 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• W•••••• L••	Independent wealth	Sep 17, 2026	n/a	yes	Bethlehem, PA\|WILLIAMSPORT, PA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Oct 25, 2019	n/a	yes	Bethlehem, PA\|Hellertown, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	C••••••••• F•••••••• N••••••	Oct 29, 2019	Oct 25, 2019	-4	Firm change	Ibd to ibd
V•••• C••••••• I•••	C••••• A•••••• N••••••• L••	Oct 25, 2019	Sep 3, 2013

Relationships

Registered with (6)

→ K••••• W•••••• L••Registered adviserregistration: current employment
Sep 17, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Oct 25, 2019 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Sep 3, 2013 to Oct 29, 2019factForm ADV
→ V•••• C••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 29, 2002
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.