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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

Nelson David Rinehart

Advisor at MMA SECURITIES LLC

Boston, MA | York, PA

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Search this name across graphsid dfx:ria:87c1b4e7-dd9f-22ba-0a22-82b10b2289f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MMA SECURITIES LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 18, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63
First exam: Aug 16, 2011
First registration: Sep 18, 2006
Dual registered: no
Other names: N DAVID RINEHART|DAVID RINEHART
IAPD individual key: 2617636

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MMA SECURITIES LLC	No RAUM reported	Apr 3, 2023	n/a	yes	Boston, MA\|York, PA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 2, 2022	Apr 3, 2023	no	RED LION, PA\|SAN DIEGO, CA	Previous registration
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	Jan 10, 2012	Jun 30, 2017	no	ALISO VIEJO, CA\|RED LION, PA	Previous registration
FMA ADVISORY INC	Former SEC adviser	Jun 20, 2007	Aug 4, 2010	no	HARRISBURG, PA	Previous registration
AMP ASSET MANAGEMENT, INC.	n/a	Dec 5, 2006	Jun 13, 2007	no	DANVILLE, PA	Previous registration
ARIS WEALTH SERVICES INC	Former SEC adviser	Sep 18, 2006	Nov 24, 2006	no	STATE COLLEGE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MMA SECURITIES LLC	Apr 3, 2023	Apr 3, 2023	0	Firm change	Other
WEALTHSPIRE RETIREMENT ADVISORY	LPL FINANCIAL LLC	Jun 30, 2017	May 2, 2022	1,767	Firm change after gap	Other
FMA ADVISORY INC	WEALTHSPIRE RETIREMENT ADVISORY	Aug 4, 2010	Jan 10, 2012	524	Firm change after gap	Other
AMP ASSET MANAGEMENT, INC.	FMA ADVISORY INC	Jun 13, 2007	Jun 20, 2007	7	Firm change	Other
ARIS WEALTH SERVICES INC	AMP ASSET MANAGEMENT, INC.	Nov 24, 2006	Dec 5, 2006	11	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:44254:CA:2023-04-03	Apr 3, 2023	Apr 3, 2023	SAN DIEGO, CA	Firm change

Relationships

Registered with (6)

→ MMA SECURITIES LLCRegistered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 2, 2022 to Apr 3, 2023factForm ADV
→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserregistration: previous registration
Jan 10, 2012 to Jun 30, 2017factForm ADV
→ FMA ADVISORY INCRegistered adviserregistration: previous registration
Jun 20, 2007 to Aug 4, 2010factForm ADV
→ AMP ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 5, 2006 to Jun 13, 2007factForm ADV
→ ARIS WEALTH SERVICES INCRegistered adviserregistration: previous registration
Sep 18, 2006 to Nov 24, 2006factForm ADV

Dated events

Occurred
Apr 3, 2023
Advisor changed firm
Nelson David Rinehart left Lpl Financial Llc for Mma Securities Llc (registered 2023-04-03)
Form ADVobserved 5 days ago