DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nelson David Rinehart
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as N David Rinehart
At current firm
3 y
since Apr 3, 2023
In the industry
20 y
since Sep 18, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mma Securities LLC no RAUM currentsince Apr 3, 2023 · Boston, Ma
- LPL Financial LLC BD affiliatedMay 2, 2022 to Apr 3, 2023 · Red Lion, Pa
- Wealthspire Retirement Advisory institutionalJan 10, 2012 to Jun 30, 2017 · Aliso Viejo, Ca
- Fma Advisory Inc formerJun 20, 2007 to Aug 4, 2010 · Harrisburg, Pa
- Amp Asset Management, Inc. unclassifiedDec 5, 2006 to Jun 13, 2007 · Danville, Pa
- Aris Wealth Services Inc formerSep 18, 2006 to Nov 24, 2006 · State College, Pa
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Mma Securities LLCleft Apr 3, 2023, registered Apr 3, 2023 (0 days) · Other · moved with a team
- Wealthspire Retirement Advisory to LPL Financial LLCleft Jun 30, 2017, registered May 2, 2022 (1767 days) · Other
- Fma Advisory Inc to Wealthspire Retirement Advisoryleft Aug 4, 2010, registered Jan 10, 2012 (524 days) · Other
- Amp Asset Management, Inc. to Fma Advisory Incleft Jun 13, 2007, registered Jun 20, 2007 (7 days) · Other
- Aris Wealth Services Inc to Amp Asset Management, Inc.left Nov 24, 2006, registered Dec 5, 2006 (11 days) · Other
Signals
- Nelson David Rinehart left Lpl Financial Llc for Mma Securities Llc (registered 2023-04-03)Apr 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address