DFX Intelligence

W•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

W•••••• M••••••••• L••

CRD 301822

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:87c48641-6010-f13f-7ba5-0c7d6ef78c9e

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 53
Dated events: 22
On other graphs: 4
Observed: Jun 30, 2020 to Mar 31, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W•••••• M••••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

W•••••• M••••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Private Creditidentity

W•••••• M••••••••• L••

Private credit manager · key crd, key sfn adviser, shared crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $7.4B••• Locked
Discretionary RAUM: $7.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 73

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••••• S•••••••• O••••••• F••• I•• L•••	Private Equity Fund	$1.8B	Mar 31, 2026	148	Mar 31, 2022	reported	021-21406335
W•••••• S•••••••• O••••••• F•••• L•••	Private Equity Fund	$1.5B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• M••••••	CHIEF ADMINISTRATIVE OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	03/2019	Jun 30, 2020	Mar 29, 2024
T•••• L•••••••• A••••••	MANAGING MEMBER	E	yes	03/2019	Jun 30, 2020	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W•••••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
W•••••• I• S•• G•• L••	n/a	n/a	n/a	N	yes	n/a
W•••••• M••••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	48	no
London	n/a	United Kingdom	4	no
Rye	Nh	United States	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.4B	$8.8B	-15.5%	$6.9B	2.7%	73	80	3	3

Relationships

Advises (51)

→ W•••••• C••••••• C•••••••• 2•••• L••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ W•••••• S•••••••• O••••••• F••• I•• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ W•••••• S•••••••• O••••••• F•••• L•••Private fundPrivate Equity Fund, IA
Jun 30, 2020 to presentfactForm ADV
→ W•••••• S••• I••••••• L••

Dated events

Occurred
Mar 31, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred
Mar 31, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred
Mar 31, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87c48641-6010-f13f-7ba5-0c7d6ef78c9e
First observed: Jun 30, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.