DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 30, 2020 · 9 filings
SEC status approved since Jul 30, 2020
RAUM
$7.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
73
15 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
43
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$7.4B as of Mar 31, 2026
Mar 31, 2021$1.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 31, 20210 then
Employees (5.A)73 as of Mar 31, 2026
Mar 31, 202123 then
Private funds43 as of Mar 31, 2026
Mar 31, 202115 then
RAUM -16% over the last fiscal year+2.7% a year over threeIARs 1 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $2.5BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $155MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 24.3derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +200%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.4B100%
- Corporations and businesses$1.7M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 48reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
39 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••••• S•••••••• O••••••• F••• I•• L••• | Private Equity Fund | $2.1B | 206 | Mar 31, 2022 |
| W•••••• S•••••••• O••••••• F•••• L••• | Private Equity Fund | $1.9B | 177 | Jun 30, 2020 |
| W•••••• S••• L•• | Private Equity Fund | $729M | 59 | Jun 30, 2020 |
| W•••••• I••••••••• P•••••••• L•• | Private Equity Fund | $390M | 131 | Jun 30, 2020 |
| W•••••• L•••••• C•••••••• 2•••• L•• | Private Equity Fund | $368M | 28 | Mar 31, 2021 |
| W•••••• S••• I••••••• L•• | Private Equity Fund | $199M | 7 | Mar 31, 2021 |
| W•••••• S•••••••• O••••••• F••• I• S••••••••• L• | Private Equity Fund | $116M | 28 | Mar 29, 2024 |
| W•••••• N•••• C•••••••• 2•••• L•• | Private Equity Fund | $106M | 28 | Mar 31, 2022 |
| W•••••• B•• L•• | Private Equity Fund | $69.1M | 13 | Jan 17, 2020 |
| W•••••• S••• B••• L•• | Private Equity Fund | $68.1M | 15 | Jun 30, 2020 |
| I•••••• S•• I• I•• 2••• C••••••••• L••• | Private Equity Fund | $46.8M | 4 | Mar 31, 2022 |
| W•••••• V•• L•• | Private Equity Fund | $35.4M | 13 | Jan 17, 2020 |
| W•••••• F••• C•••••••• 2•••• L•• | Private Equity Fund | $29.9M | 15 | Mar 31, 2023 |
| W•••••• B• C••••••• L•• | Private Equity Fund | $27.6M | 11 | Mar 31, 2021 |
| W•••••• B••••••••• C•••••••• 2•••• L•• | Private Equity Fund | $27.2M | 12 | Mar 31, 2023 |
| W•••••• H••••• 2••• C••••••••• L•• | Private Equity Fund | $26.9M | 23 | Mar 31, 2022 |
| W•••••• F•••••••• C••••••••• L•• | Private Equity Fund | $23.0M | 6 | Mar 31, 2022 |
| I•••••• G••••••• C•••••••• 2•••• L•• | Private Equity Fund | $18.5M | 7 | Mar 31, 2023 |
| W•••••• I• F••••• P••••••••• 2•••• L•• | Private Equity Fund | $18.4M | 93 | Mar 31, 2023 |
| W•••••• A•••••• C••••••••• 2•••• L•• | Private Equity Fund | $13.3M | 1 | Mar 31, 2023 |
| R•••••• A••••• C•••••••• 2•••• L•• | Private Equity Fund | $10.9M | 9 | Mar 29, 2024 |
| W•••••• K••••• C•••••••• 2•••• L•• | Private Equity Fund | $8.1M | 28 | Mar 31, 2022 |
| W•••••• G••••••• C•••••••• 2•••• L•• | Private Equity Fund | $6.5M | 8 | Mar 31, 2022 |
| W•••••• B••• C••••••••• 2•••••• L•• | Private Equity Fund | $5.4M | 3 | Mar 31, 2023 |
| W•••••• C••••••• C•••••••• 2•••• L•• | Private Equity Fund | $3.6M | 37 | Mar 31, 2022 |
| W•••••• I• F••••• P••••••••• L•• | Private Equity Fund | $1.9M | 17 | Mar 31, 2023 |
| W•••••• S•••• L•• | Private Equity Fund | $728,094 | 21 | Jan 17, 2020 |
| W•••••• S•• F••••• P••••••••• 2•••• L•• | Private Equity Fund | $319,343 | 1 | Mar 29, 2024 |
| W•••••• C••••••• C••••••••• 2•••••• L•• | Private Equity Fund | $299,613 | 3 | Mar 31, 2023 |
| W•••••• R••••• B•••• 1• L•• | Private Equity Fund | $258,345 | 7 | Jan 17, 2020 |
| W•••••• S••••• 2•••••• L•• | Private Equity Fund | $123,715 | 18 | Jun 30, 2020 |
| W•••••• S•••••• L•• | Private Equity Fund | $0 | 0 | Jan 17, 2020 |
| W•••••• B•••• L••no longer reported | Private Equity Fund | $0 | 0 | Jun 30, 2020 |
| W•••••• S••••• 2••• C••••••••• L•• | Private Equity Fund | $0 | 0 | Jun 30, 2020 |
| C•••••••• F•••• P•••••••• L•• | Private Equity Fund | $0 | 0 | Mar 31, 2022 |
| R•••••• S••• C•••••••• 2•••• L•• | Private Equity Fund | $0 | 0 | Mar 29, 2024 |
| S••• S•••••••• I••••••••• 2•••• L•• | Private Equity Fund | $0 | 0 | Jan 17, 2020 |
| W•••••• H••••• P••••••••• L• | Private Equity Fund | $0 | 0 | Mar 31, 2023 |
| W•••••• S••••• C•••••• C•••••••• 2•••• L•• | Private Equity Fund | $0 | 0 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D••••• M•••••• · Chief Administrative Officer, Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- T•••• L•••••••• A•••••• · Managing Membercontrolsince 03/2019 · owns 75% or more
Related persons
Schedule D 7.A
- W•••••• I• G•• L••pooled vehicle sponsorn
- W•••••• I• S•• G•• L••pooled vehicle sponsorn
- W•••••• M••••••• L••broker-dealern
- W•••••• S•••••••• O••••••• F••• G•• L••••••pooled vehicle sponsorn
- W•••••• S•••••••• O••••••• O••••••• F••••• F••• G•• L••••••pooled vehicle sponsorn
- W•••••• S•••••••• O••••••• U• F••••• F••• G•• L••••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY48 employees
- London, United Kingdom4 employees
- Rye, NH1 employees
What changed
consecutive filings, newest first
- Accounts · 56 to 48Apr 14, 2025 to Mar 31, 2026
- Advisory employees · 16 to 15Apr 14, 2025 to Mar 31, 2026
- BD registered reps · 3 to 2Apr 14, 2025 to Mar 31, 2026
- Corporate clients · 16 to 3Apr 14, 2025 to Mar 31, 2026
- Pooled vehicle clients · 40 to 45Apr 14, 2025 to Mar 31, 2026
- Employees · 80 to 73Apr 14, 2025 to Mar 31, 2026
- State-registered IARs · 1 to 3Apr 14, 2025 to Mar 31, 2026
- Private funds · 38 to 43Apr 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $8.8B to $7.4BApr 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $8.8B to $7.4BApr 14, 2025 to Mar 31, 2026
- RAUM · $8.8B to $7.4BApr 14, 2025 to Mar 31, 2026
- Accounts · 58 to 56Mar 29, 2024 to Apr 14, 2025
- Advisory employees · 20 to 16Mar 29, 2024 to Apr 14, 2025
- Corporate clients · 19 to 16Mar 29, 2024 to Apr 14, 2025
- Pooled vehicle clients · 39 to 40Mar 29, 2024 to Apr 14, 2025
- Assets in custody · 0.0 to unsetMar 29, 2024 to Apr 14, 2025
- Custody of client assets · true to falseMar 29, 2024 to Apr 14, 2025
- Employees · 94 to 80Mar 29, 2024 to Apr 14, 2025
- Financial planning clients · unset to Mar 29, 2024 to Apr 14, 2025
- Private funds · 35 to 38Mar 29, 2024 to Apr 14, 2025
- Discretionary RAUM · $6.3B to $8.8BMar 29, 2024 to Apr 14, 2025
- Pooled vehicle RAUM · $6.3B to $8.8BMar 29, 2024 to Apr 14, 2025
- RAUM · $6.3B to $8.8BMar 29, 2024 to Apr 14, 2025
- Accounts · 54 to 58Apr 25, 2023 to Mar 29, 2024
- Advisory employees · 21 to 20Apr 25, 2023 to Mar 29, 2024
- BD registered reps · 1 to 3Apr 25, 2023 to Mar 29, 2024
- Pooled vehicle clients · 35 to 39Apr 25, 2023 to Mar 29, 2024
- Employees · 97 to 94Apr 25, 2023 to Mar 29, 2024
- Other offices · 2 to 3Apr 25, 2023 to Mar 29, 2024
- Private funds · 34 to 35Apr 25, 2023 to Mar 29, 2024
- Discretionary RAUM · $6.9B to $6.3BApr 25, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $6.9B to $6.3BApr 25, 2023 to Mar 29, 2024
- RAUM · $6.9B to $6.3BApr 25, 2023 to Mar 29, 2024
- Accounts · 25 to 54Sep 13, 2022 to Mar 31, 2023
- Advisory employees · 15 to 21Sep 13, 2022 to Mar 31, 2023
- BD registered reps · 0 to 1Sep 13, 2022 to Mar 31, 2023
- Corporate clients · unset to 19.0Sep 13, 2022 to Mar 31, 2023
- Pooled vehicle clients · 25 to 35Sep 13, 2022 to Mar 31, 2023
- Assets in custody · unset to 0.0Sep 13, 2022 to Mar 31, 2023
- Custody of client assets · false to trueSep 13, 2022 to Mar 31, 2023
Signals
4 dated events
- W•••••• M••••••••• L•• reported RAUM $8.8B, up 39% from $6.3B (2024-03-29 to 2025-04-14)Apr 14, 2025 · RAUM change · derived
- W•••••• M••••••••• L•• reported RAUM $7.6B, up 299% from $1.9B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- W•••••• M••••••••• L•• reported RAUM $1.9B, up 152% from $759.7M (2020-06-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- W•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2020 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
- W•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- W•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- westcap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 6466454356reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026