DFX Intelligence

T••••• D••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

T••••• D••••• W•••••••

Advisor at W••••••• D••••••••• C••••••• L••

BAKERSFIELD, CA

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Search this name across graphsid dfx:ria:87c8da2b-b51f-ec12-f8d6-23e459824f7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T••••• D••••• W•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• D••••••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 2, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• D••••••••• C••••••• L••	Independent wealth	Mar 24, 2020	n/a	yes	BAKERSFIELD, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Mar 24, 2020	no	SAN LUIS OBISPO, CA\|BAKERSFIELD, CA\|FRESNO, CA\|SAN LUIS OBISPO, CA\|FRESNO, CA\|BAKERSFIELD, CA\|SAN LUIS OBISPO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W••••••• D••••••••• C••••••• L••	Mar 24, 2020	Mar 24, 2020	0	Firm change	Wirehouse to new firm
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:306299:CA:2020-03-24	Mar 24, 2020	Mar 24, 2020	SAN LUIS OBISPO, CA	Firm change

Relationships

Registered with (5)

→ W••••••• D••••••••• C••••••• L••Registered adviserregistration: current employment
Mar 24, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Mar 24, 2020factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Apr 20, 2009 to Jan 3, 2011factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87c8da2b-b51f-ec12-f8d6-23e459824f7d
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.