E•••• L••• Y•••

Advisor at I••••••••• W••••• C••••••• L••

FRESNO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Feb 1, 2023	n/a	yes	FRESNO, CA	Current employment
L••••• W••••• A•••••••• I•••	Former SEC adviser	Feb 1, 2021	Mar 31, 2023	no	Fresno, CA\|SOLANA BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• W••••• A•••••••• I•••	I••••••••• W••••• C••••••• L••	Mar 31, 2023	Feb 1, 2023	-58	Bulk transfer	RIA to RIA
W•••• F•••• A•••••••	L••••• W••••• A•••••••• I•••	Sep 23, 2019	Oct 4, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:157139:CA:2019-09-23	Sep 23, 2019	Oct 4, 2019	FRESNO, CA	Firm change
6363:149018:CA:2017-11-28	Nov 30, 2017	Nov 17, 2017	FRESNO, CA	Firm change

Relationships

Registered with (6)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ L••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 1, 2021 to Mar 31, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 26, 2018 to Sep 23, 2019factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 24, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.