DFX Intelligence

L••• D••••• V•• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

L••• D••••• V•• H•••••

Advisor at L••••••• F•••••••• A••••••• I••

OCEANSIDE, CA | ENCINITAS, CA

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Search this name across graphsid dfx:ria:87d29e0a-8485-5182-d8c4-fe51ba37c72b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• F•••••••• A••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 17, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• F•••••••• A••••••• I••	State registered	Feb 23, 2021	n/a	yes	ENCINITAS, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 11, 2020	n/a	yes	ENCINITAS, CA\|OCEANSIDE, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• I••••••••• M••••••••• L••	L•• F•••••••• L••	Dec 9, 2019	Feb 11, 2020	64	Firm change	Other

Relationships

Registered with (3)

→ L••••••• F•••••••• A••••••• I••Registered adviserregistration: current employment
Feb 23, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 11, 2020 to presentfactForm ADV
→ P••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 25, 2017 to Dec 9, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87d29e0a-8485-5182-d8c4-fe51ba37c72b
First observed: Apr 25, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.