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W•••••• S••••••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

W•••••• S••••••••• R•••

Advisor at K••••••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:87de293a-5d04-38b3-c5a0-169455dd3573

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••	Independent wealth	Dec 18, 2023	n/a	yes	ST. LOUIS, MO	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Aug 2, 2021	Nov 30, 2023	no	FRONTENAC, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	K••••••	Nov 30, 2023	Dec 18, 2023	18	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••••• N••••••• • C••••••• I•••••••••	Aug 4, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:793:MO:2021-08-04	Aug 4, 2021	Aug 2, 2021	FRONTENAC, MO	Firm change

Relationships

Registered with (3)

→ K••••••Registered adviserregistration: current employment
Dec 18, 2023 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Aug 2, 2021 to Nov 30, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 4, 2019 to Aug 4, 2021factForm ADV

Dated events

Occurred
Nov 30, 2023
Advisor changed firm
W•••••• S••••••••• R••• left S•••••• N••••••• • C••••••• I••••••••• for Krilogy (registered 2023-12-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87de293a-5d04-38b3-c5a0-169455dd3573
First observed: Oct 4, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.