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Advisor at ASCENTIS ASSET MANAGEMENT, LLC
Powell, WY | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCENTIS ASSET MANAGEMENT, LLC | No RAUM reported | Jan 31, 2025 | n/a | yes | Powell, WY|DALLAS, TX | Current employment |
| ASCENTIS INDEPENDENT ADVISORS, LLC | Independent wealth | Sep 16, 2022 | n/a | yes | DALLAS, TX|Powell, WY | Current employment |
| Arimathea | Mixed wealth | Apr 29, 2024 | Sep 4, 2025 | no | FORT BRAGG, CA|Powell, WY | Previous registration |
| GOLDEN STATE EQUITY ADVISORS, LLC | Former SEC adviser | Nov 9, 2021 | Sep 20, 2022 | no | Powell, WY|SOUTH COAST METRO, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 2, 2018 | Nov 11, 2021 | no | WORLAND, WY | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 12, 2006 | May 23, 2012 | no | GRAND FORKS, ND|GRAFTON, ND|GRAFTON, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Arimathea | ASCENTIS ASSET MANAGEMENT, LLC | Sep 4, 2025 | Jan 31, 2025 | -216 | Firm change after gap | Other |
| GOLDEN STATE EQUITY ADVISORS, LLC | ASCENTIS INDEPENDENT ADVISORS, LLC | Sep 20, 2022 | Sep 16, 2022 | -4 | Firm change | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | GOLDEN STATE EQUITY ADVISORS, LLC | Nov 11, 2021 | Nov 9, 2021 | -2 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 289796:322879:CA:2022-09-20 | Sep 20, 2022 | Sep 16, 2022 | SOUTH COAST METRO, CA | Firm change |