DFX Intelligence

M•••••• S••••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

M•••••• S••••••••• P••••••

Advisor at B••• I••••••••• M••••••••• L••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:87e27fc2-3ff8-48b7-d909-f603da4d07a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• I••••••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 16, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• I••••••••• M••••••••• L••	State registered	Jun 22, 2022	n/a	yes	LEXINGTON, KY	Current employment
E• S• B••• • C••••••	Independent wealth	Jul 27, 2006	Jan 15, 2021	no	LEXINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E• S• B••• • C••••••	B••• I••••••••• M••••••••• L••	Jan 15, 2021	Jun 22, 2022	523	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ B••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Jun 22, 2022 to presentfactForm ADV
→ E• S• B••• • C••••••Registered adviserregistration: previous registration
Jul 27, 2006 to Jan 15, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87e27fc2-3ff8-48b7-d909-f603da4d07a3
First observed: Jul 27, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.