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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

E. S. BARR & COMPANY

E.S. BARR & COMPANY, CRD 107447

LEXINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef503b42-c846-b043-7903-fb2bcc39d425

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.02 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.2BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $1.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $444Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 886
Individual clients: 128
High net worth clients: 270
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-42566
CIK: 1040210
CRD: 107447
Filings on the tape: 18
First filed: Mar 29, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, KY
Website: esbarr.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EDWARD S. BARR	n/a	LEXINGTON, KY	33	34	n/a	no
JOSEPH RYAN KELSCH	Certified Financial Planner	LEXINGTON, KY	12	12	n/a	no
JOSHUA WILLIAM BUCKMAN	n/a	LEXINGTON, KY	6	10	n/a	no
Caswell Richard Fuller	n/a	LEXINGTON, KY	0	10	n/a	no
Jake Anthony Keys	n/a	LEXINGTON, KY	0	13	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SANDFLY PARTNERS, LTD.	Hedge Fund	$48.2M	Mar 30, 2026	31	Mar 29, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E.S. BARR HOLDINGS, LLC	PARENT COMPANY	E	yes	03/2004	Mar 30, 2026	Mar 30, 2026
Gess, Margaret, Barr	CHIEF COMPLIANCE OFFICER	Na	yes	07/2018	Mar 30, 2026	Mar 30, 2026
BARR, EDWARD, S.	PRESIDENT/MEMBER/DIRECTOR	D	yes	03/2004	Mar 29, 2012	Mar 28, 2024
BARR, EDWARD, S.	PRESIDENT/DIRECTOR	Na	yes	09/1992	Mar 29, 2012	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
EDWARD S. BARR	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$2.2B	$2.2B	6	3	0	1	n/a
2024	Mar 27, 2025	$2.0B	$2.0B	6	4	0	1	n/a
2023	Mar 28, 2024	$1.8B	$1.8B	6	4	0	1	$40.4M
2022	Mar 30, 2023	$1.4B	$1.4B	6	4	0	1	$38.9M
2021	Mar 25, 2022	$1.7B	$1.7B	6	4	0	1	$45.0M
2020	Mar 26, 2021	$1.4B	$1.4B	6	4	0	1	$39.0M
2019	Mar 23, 2020	$1.3B	$1.3B	7	5	0	1	$40.9M
2018	Mar 29, 2019	$1.1B	$1.1B	6	4	0	1	$35.1M
2017	Mar 28, 2018	$1.2B	$1.2B	7	5	0	1	$41.4M
2016	Mar 31, 2017	$1.0B	$1.0B	6	5	n/a	1	$36.8M
2015	Mar 29, 2016	$953M	$953M	7	5	n/a	1	$37.1M
2014	Mar 31, 2015	$1.0B	$1.0B	6	5	n/a	1	$40.5M
2013	Mar 27, 2014	$979M	$979M	5	4	n/a	1	$39.6M
2012	Mar 28, 2013	$791M	$791M	5	4	n/a	1	$33.6M
2011	Mar 29, 2012	$725M	$725M	n/a	n/a	n/a	1	$30.6M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$2.0B	12.6%	$1.4B	16.4%	6	6	0	0

Relationships

Registered with (7)

← Jake Anthony KeysAdvisorregistration: current employment
Sep 8, 2026 to presentfactForm ADV
← Caswell Richard FullerAdvisorregistration: current employment
Jun 30, 2026 to presentfactForm ADV
← JOSHUA WILLIAM BUCKMANAdvisorregistration: current employment
Sep 20, 2019 to presentfactForm ADV
← JOSEPH RYAN KELSCHAdvisorregistration: current employment
Jun 30, 2014 to presentfactForm ADV
← EDWARD S. BARRAdvisorregistration: current employment
May 13, 1993 to presentfactForm ADV
← MIKHAIL SERGEYEVICH POTAPOVAdvisorregistration: previous registration
Jul 27, 2006 to Jan 15, 2021factForm ADV
← MITCHELL MCCARTNEY SCHORRAdvisorregistration: previous registration
Jan 4, 2011 to Oct 20, 2011factForm ADV

Advises (1)

→ SANDFLY PARTNERS, LTD.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (3)

← BARR, EDWARD, S.OwnerPRESIDENT/MEMBER/DIRECTOR, ownership code D, individual
Mar 29, 2012 to Mar 28, 2024factForm ADV
← Gess, Margaret, BarrOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 19, 2018 to Mar 28, 2024factForm ADV
← E.S. BARR HOLDINGS, LLCOwnerPARENT COMPANY, ownership code E, domestic entity
Mar 29, 2012 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 28, 2024
Regulatory AUM changed
E. S. Barr & Company reported RAUM $1.8B, up 27% from $1.4B (2023-03-30 to 2024-03-28)
Form ADVobserved 4 days ago
$387M
Occurred
Mar 25, 2022
Regulatory AUM changed
E. S. Barr & Company reported RAUM $1.7B, up 26% from $1.4B (2021-03-26 to 2022-03-25)
Form ADVobserved 4 days ago
$365M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef503b42-c846-b043-7903-fb2bcc39d425
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

E. S. BARR & COMPANY

E.S. BARR & COMPANY, CRD 107447

LEXINGTON, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef503b42-c846-b043-7903-fb2bcc39d425

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:12 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EDWARD S. BARR

n/a

LEXINGTON, KY

n/a

JOSEPH RYAN KELSCH

Certified Financial Planner

LEXINGTON, KY

n/a

JOSHUA WILLIAM BUCKMAN

n/a

LEXINGTON, KY

n/a

Caswell Richard Fuller

n/a

LEXINGTON, KY

n/a

Jake Anthony Keys

n/a

LEXINGTON, KY

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SANDFLY PARTNERS, LTD.

Hedge Fund

$48.2M

Mar 30, 2026

Mar 29, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

E.S. BARR HOLDINGS, LLC

PARENT COMPANY

yes

03/2004

Mar 30, 2026

Gess, Margaret, Barr

CHIEF COMPLIANCE OFFICER

yes

07/2018

Mar 30, 2026

BARR, EDWARD, S.

PRESIDENT/MEMBER/DIRECTOR

yes

03/2004

Mar 29, 2012

Mar 28, 2024

BARR, EDWARD, S.

PRESIDENT/DIRECTOR

yes

09/1992

Mar 29, 2012

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

EDWARD S. BARR

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$2.2B

n/a

2024

Mar 27, 2025

$2.0B

n/a

2023

Mar 28, 2024

$1.8B

$40.4M

2022

Mar 30, 2023

$1.4B

$38.9M

2021

Mar 25, 2022

$1.7B

$45.0M

2020

Mar 26, 2021

$1.4B

$39.0M

2019

Mar 23, 2020

$1.3B

$40.9M

2018

Mar 29, 2019

$1.1B

$35.1M

2017

Mar 28, 2018

$1.2B

$41.4M

2016

Mar 31, 2017

$1.0B

n/a

$36.8M

2015

Mar 29, 2016

$953M

n/a

$37.1M

2014

Mar 31, 2015

$1.0B

n/a

$40.5M

2013

Mar 27, 2014

$979M

n/a

$39.6M

2012

Mar 28, 2013

$791M

n/a

$33.6M

2011

Mar 29, 2012

$725M

n/a

$30.6M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.2B

$2.0B

12.6%

$1.4B

16.4%