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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CHARLOTTE, NC | NORFOLK, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 23, 2016 | n/a | yes | NORFOLK, VA|CHARLOTTE, NC | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 12, 2016 | Sep 16, 2016 | no | NORFOLK, VA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 28, 2011 | Sep 12, 2016 | no | NORFOLK, VA|NORFOLK, VA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | May 31, 2005 | Jun 14, 2011 | no | NORFOLK, VA|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jan 2, 2003 | May 12, 2005 | no | NORFOLK, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 16, 2016 | Sep 23, 2016 | 7 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Sep 12, 2016 | Sep 12, 2016 | 0 | Firm change | Other |
| BB&T INVESTMENT SERVICES, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Jun 14, 2011 | Jun 28, 2011 | 14 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | BB&T INVESTMENT SERVICES, INC. | May 12, 2005 | May 31, 2005 | 19 | Firm change | Other |