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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

MATHEW TODD PETTY

Advisor at CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Lone Tree, CO | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:87fa3859-aac2-86b8-5b07-aed0c68f0089

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66
First exam: Oct 22, 2009
First registration: Jul 27, 2006
Dual registered: no
Other names: MATHEW TODD PETTY|MATTHEW TODD PETTY
IAPD individual key: 5189080

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	Other adviser	Sep 1, 2020	n/a	yes	SAN FRANCISCO, CA\|Lone Tree, CO	Current employment
CHARLES SCHWAB INVESTMENT ADVISORY, INC	Former SEC adviser	Mar 17, 2014	Sep 1, 2020	no	ENGLEWOOD, CO\|SAN FRANCISCO, CA\|Lone Tree, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 11, 2009	Dec 31, 2009	no	ENGLEWOOD, CO\|ENGLEWOOD, CO	Previous registration
WASATCH ADVISORS LP	Asset manager	Jul 27, 2006	Nov 4, 2008	no	SALT LAKE CITY, UT\|SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB INVESTMENT ADVISORY, INC	CHARLES SCHWAB INVESTMENT MANAGEMENT, INC	Sep 1, 2020	Sep 1, 2020	0	Channel change	Other
CHARLES SCHWAB & CO., INC.	CHARLES SCHWAB INVESTMENT ADVISORY, INC	Dec 31, 2009	Mar 17, 2014	1,537	Channel change	Other
WASATCH ADVISORS LP	CHARLES SCHWAB & CO., INC.	Nov 4, 2008	Aug 11, 2009	280	Firm change	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB INVESTMENT MANAGEMENT, INCRegistered adviserregistration: current employment
Sep 1, 2020 to presentfactForm ADV
→ CHARLES SCHWAB INVESTMENT ADVISORY, INCRegistered adviserregistration: previous registration
Mar 17, 2014 to Sep 1, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 11, 2009 to Dec 31, 2009factForm ADV
→ WASATCH ADVISORS LPRegistered adviserregistration: previous registration
Jul 27, 2006 to Nov 4, 2008factForm ADV

Dated events

No dated event names this entity yet.