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Advisor at OSAIC ADVISORY SERVICES, LLC
Washington, DC | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 26, 2017 | n/a | yes | Washington, DC|ATLANTA, GA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 10, 2005 | Aug 28, 2017 | no | WASHINGTON, DC|Washington, DC | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 13, 2003 | Apr 18, 2005 | no | FALLS CHURCH, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | OSAIC ADVISORY SERVICES, LLC | Aug 28, 2017 | Sep 26, 2017 | 29 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | CHARLES SCHWAB & CO., INC. | Apr 18, 2005 | Aug 10, 2005 | 114 | Firm change | Ibd to ibd |