DFX Intelligence

G••• S••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

G••• S••••• D••••••••

Advisor at O••••••••• • C•• I•••

BOSTON, MA

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Search this name across graphsid dfx:ria:880a0e38-d417-4cc5-ad55-7a1d277e51ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 7, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	May 13, 2020	n/a	yes	BOSTON, MA	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Dec 4, 2015	May 1, 2020	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	O••••••••• • C•• I•••	May 1, 2020	May 13, 2020	12	Firm change	Ibd to ibd
B••••••• C•••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Dec 4, 2015	Dec 4, 2015

Relationships

Registered with (8)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
May 13, 2020 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Dec 4, 2015 to May 1, 2020factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Dec 8, 2014 to Dec 4, 2015factForm ADV
→ S••••• C•••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:880a0e38-d417-4cc5-ad55-7a1d277e51ad
First observed: Jul 25, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.