DFX Intelligence

J••• S•••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor12 years in industry

J••• S•••••••• M•••••

Advisor at S••••••••• W•••••

SUMMIT, NJ | Pearland, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88135060-88d3-7310-4273-c71c2e929f09

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 5, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 25, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Aug 6, 2025	n/a	yes	Pearland, TX\|SUMMIT, NJ	Current employment
S••• F•••••••• L••	State registered	Dec 9, 2022	Jul 22, 2025	no	Rosharon, TX\|MURFREESBORO, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• F•••••••• L••	S••••••••• W•••••	Jul 22, 2025	Aug 6, 2025	15	Firm change	Other
G•• S••••••••• I•••	S••• F•••••••• L••	Dec 8, 2022	Dec 9, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
145932:14869:GA:2017-06-21	Jun 21, 2017	Jun 21, 2017	GREENSBORO, GA	Firm change

Relationships

Registered with (5)

→ S••••••••• W•••••Registered adviserregistration: current employment
Aug 6, 2025 to presentfactForm ADV
→ S••• F•••••••• L••Registered adviserregistration: previous registration
Dec 9, 2022 to Jul 22, 2025factForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Jun 28, 2019 to Dec 8, 2022factForm ADV
→ A••••••• A••••••• S•••••••

Dated events

Occurred
Jul 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88135060-88d3-7310-4273-c71c2e929f09
First observed: Apr 5, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.