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Advisor at SOUND INCOME STRATEGIES, LLC
FORT LAUDERDALE, FL | Pinehurst, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND INCOME STRATEGIES, LLC | Independent wealth | Nov 10, 2023 | n/a | yes | FORT LAUDERDALE, FL|Pinehurst, NC | Current employment |
| GRANVILLE WEALTH MANAGEMENT, INC. | State registered | Mar 15, 2021 | Nov 10, 2023 | no | PINEHURST, NC|PINEHURST, NC | Previous registration |
| MID-ATLANTIC SECURITIES, INC. | Former SEC adviser | Aug 2, 2012 | Feb 27, 2021 | no | PINEHURST, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GRANVILLE WEALTH MANAGEMENT, INC. | SOUND INCOME STRATEGIES, LLC | Nov 10, 2023 | Nov 10, 2023 | 0 | Firm change | Other |
| MID-ATLANTIC SECURITIES, INC. | GRANVILLE WEALTH MANAGEMENT, INC. | Feb 27, 2021 | Mar 15, 2021 | 16 | Firm change | RIA to state RIA |