RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G•••••••• L••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince Nov 10, 2023 · Fort Lauderdale, Fl
- G•••••••• W••••• M••••••••• I••• state registeredMar 15, 2021 to Nov 10, 2023 · Pinehurst, Nc
- M••••••••• S••••••••• I••• formerAug 2, 2012 to Feb 27, 2021 · Pinehurst, Nc
- G•••••••• W••••• M••••••••• I••• to S•••• I••••• S••••••••• L••left Nov 10, 2023, registered Nov 10, 2023 (0 days) · Other
- M••••••••• S••••••••• I••• to G•••••••• W••••• M••••••••• I•••left Feb 27, 2021, registered Mar 15, 2021 (16 days) · RIA to a state-registered adviser
- M•••••• G•••••••• L•••• left G•••••••• W••••• M••••••••• I••• for S•••• I••••• S••••••••• L•• (registered 2023-11-10)Nov 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address