This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 13, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

May 13, 1994

First registration

Oct 18, 2005

Dual registered

yes, broker-dealer

Other names

DEBORAH VUKOBRATOVICH|DEBORAH VUKOBRATOVICH|DEBORAH PEINOVICH|DEBORAH SCHULTZ|DEBBIE SCHULTZ

IAPD individual key

2119239

• Occurred

  Sep 20, 2024
  Advisor changed firm

  Deborah Peinovich Schultz left Morgan Stanley for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-09-26)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:88253e51-24e3-83c8-5a52-4fa304a2c1ac

First observed

Oct 18, 2005

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.