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RIA / WealthAdvisorCertified Financial Planner43 years in industry

ELIZABETH MEZEI RAABE

Advisor at SENECA FINANCIAL ADVISORS LLC

ROCHESTER, NY | Denver, CO

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Search this name across graphsid dfx:ria:882976a9-0d91-fb8e-33b7-789f6cbdbb9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SENECA FINANCIAL ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 28, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 28, 1983
First registration: Jul 3, 2002
Dual registered: no
Other names: ELIZABETH VICTORIA MEZEI|KATHY MEZEI|KATHY MEZEI RAABE|ELIZABETH VICTORIA RAABE
IAPD individual key: 1079353

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SENECA FINANCIAL ADVISORS LLC	Independent wealth	Nov 6, 2020	n/a	yes	Denver, CO\|ROCHESTER, NY	Current employment
FRONTIER WEALTH MANAGEMENT, LLC	Former SEC adviser	Feb 4, 2020	Oct 29, 2020	no	LEAWOOD, KS\|Glendale, CO	Previous registration
HIGHWATER WEALTH MANAGEMENT LLC	Former SEC adviser	Sep 26, 2014	Feb 3, 2020	no	GLENDALE, CO	Previous registration
CAPITAL INVESTMENT COUNSEL INC	Former SEC adviser	Apr 13, 2004	Sep 29, 2014	no	DENVER, CO	Previous registration
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC	Former SEC adviser	Jul 3, 2002	Aug 22, 2002	no	ROCHESTER, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FRONTIER WEALTH MANAGEMENT, LLC	SENECA FINANCIAL ADVISORS LLC	Oct 29, 2020	Nov 6, 2020	8	Firm change	RIA to RIA
HIGHWATER WEALTH MANAGEMENT LLC	FRONTIER WEALTH MANAGEMENT, LLC	Feb 3, 2020	Feb 4, 2020	1	Firm change	RIA to RIA
CAPITAL INVESTMENT COUNSEL INC	HIGHWATER WEALTH MANAGEMENT LLC	Sep 29, 2014	Sep 26, 2014	-3	Firm change	Other
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC	CAPITAL INVESTMENT COUNSEL INC	Aug 22, 2002	Apr 13, 2004	600	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
157237:144344:CO:2020-02-03	Feb 3, 2020	Feb 4, 2020	GLENDALE, CO	Firm change

Relationships

Registered with (5)

→ SENECA FINANCIAL ADVISORS LLCRegistered adviserregistration: current employment
Nov 6, 2020 to presentfactForm ADV
→ FRONTIER WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 4, 2020 to Oct 29, 2020factForm ADV
→ HIGHWATER WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 26, 2014 to Feb 3, 2020factForm ADV
→ CAPITAL INVESTMENT COUNSEL INCRegistered adviserregistration: previous registration
Apr 13, 2004 to Sep 29, 2014factForm ADV
→ MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLCRegistered adviserregistration: previous registration
Jul 3, 2002 to Aug 22, 2002factForm ADV

Dated events

No dated event names this entity yet.