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CRD 152824
ROCHESTER, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| SCOTT MICHAEL LEFEBRE | Personal Financial Specialist | ROCHESTER, NY | 7 | 18 | 1 | no |
| ZACHARY RICHARD ERSKINE | Certified Financial Planner | ROCHESTER, NY | 7 | 15 | n/a | no |
| ELIZABETH MEZEI RAABE | Certified Financial Planner | ROCHESTER, NY | Denver, CO | 5 | 43 | 4 | no |
| STEPHEN GEORGE GREEN | n/a | ROCHESTER, NY | 5 | 16 | n/a | no |
| MATTHEW JAMES DARCY | Chartered Financial Analyst | ROCHESTER, NY | 3 | 10 | n/a | no |
| Christina Ann Larkin | Certified Financial Planner | ROCHESTER, NY | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DARCY, MATTHEW, JAMES | MEMBER & CHIEF INVESTMENT OFFICER | B | yes | 01/2024 | Jan 22, 2024 | Dec 23, 2024 |
| ERSKINE, ZACHARY, RICHARD | MEMBER & SENIOR WEALTH ADVISOR | B | yes | 01/2024 | Jan 22, 2024 | Dec 23, 2024 |
| GREEN, STEPHEN, GEORGE | MEMBER & CHIEF EXECUTIVE OFFICER | C | yes | 01/2010 | Mar 27, 2012 | Dec 23, 2024 |
| LEFEBRE, SCOTT, MICHAEL | MEMBER & MANAGING DIRECTOR, BUSINESS DEVELOPMENT | C | yes | 01/2010 | Mar 27, 2012 | Dec 23, 2024 |
| MERRY, KIMBERLY, SUSAN | MEMBER & BUSINESS MANAGER | A | yes | 01/2024 | Jan 22, 2024 | Dec 23, 2024 |
| RAABE, ELIZABETH, MEZEI | MEMBER, CHIEF COMPLIANCE OFFICER & SENIOR WEALTH ADVISOR | A | yes | 01/2024 | Jan 22, 2024 | Dec 23, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| G. JOSEPH VOTAVA, JR. | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Washington | Dc | United States | 2 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 9, 2026 | $847M | $740M | 19 | 5 | 2 | n/a | n/a |
| 2024 | Feb 18, 2025 | $694M | $606M | 19 | 6 | 2 | n/a | n/a |
| 2023 | Jan 22, 2024 | $607M | $535M | 19 | 7 | 2 | n/a | n/a |
| 2022 | Feb 2, 2023 | $520M | $462M | 19 | 6 | 2 | n/a | n/a |
| 2021 | Feb 10, 2022 | $580M | $504M | 20 | 6 | 2 | n/a | n/a |
| 2020 | Feb 24, 2021 | $496M | $436M | 17 | 6 | 2 | n/a | n/a |
| 2019 | Mar 30, 2020 | $393M | $332M | 14 | 5 | 1 | n/a | n/a |
| 2018 | Mar 28, 2019 | $314M | $270M | 14 | 5 | 1 | n/a | n/a |
| 2017 | Mar 6, 2018 | $309M | $262M | 13 | 5 | 1 | n/a | n/a |
| 2016 | Mar 28, 2017 | $261M | $223M | 12 | 4 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $236M | $191M | 13 | 4 | n/a | n/a | n/a |
| 2014 | Mar 23, 2015 | $213M | $165M | 12 | 3 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $199M | $147M | 11 | 3 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $172M | $107M | 11 | 3 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $143M | $77.1M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 16.7% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $847M | $694M | 22.1% | $520M | 17.6% | 19 | 19 | 2 | 2 |