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RIA / WealthAdvisor10 years in industry

JOSEPH Ryan MOORE

Advisor at PORTIA CAPITAL MANAGEMENT

FORT WORTH, TX

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Search this name across graphsid dfx:ria:882fb844-5dca-5ae2-0fda-9746fdb5b678

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 14, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PORTIA CAPITAL MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 22, 2017
First registration: Nov 14, 2017
Dual registered: no
Other names: JOSEPH MOORE
IAPD individual key: 6681029

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PORTIA CAPITAL MANAGEMENT	State registered	Oct 21, 2022	n/a	yes	FORT WORTH, TX	Current employment
PROTA FINANCIAL	Independent wealth	Feb 17, 2022	Aug 11, 2022	no	HOUSTON, TX\|Dallas, TX	Previous registration
OPTIMUM INVESTMENT ADVISORS, LLC	Former SEC adviser	Mar 20, 2018	Sep 22, 2022	no	Dallas, TX\|CHICAGO, IL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 14, 2017	Apr 11, 2018	no	OKLAHOMA CITY, OK\|Dallas, TX\|OKLAHOMA CITY, OK\|EDMOND, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPTIMUM INVESTMENT ADVISORS, LLC	PROTA FINANCIAL	Sep 22, 2022	Feb 17, 2022	-217	Firm change after gap	RIA to RIA
PROTA FINANCIAL	PORTIA CAPITAL MANAGEMENT	Aug 11, 2022	Oct 21, 2022	71	Firm change	RIA to state RIA
EQUITABLE ADVISORS, LLC	OPTIMUM INVESTMENT ADVISORS, LLC	Apr 11, 2018	Mar 20, 2018	-22	Firm change	Other

Relationships

Registered with (4)

→ PORTIA CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ OPTIMUM INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 20, 2018 to Sep 22, 2022factForm ADV
→ PROTA FINANCIALRegistered adviserregistration: previous registration
Feb 17, 2022 to Aug 11, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 14, 2017 to Apr 11, 2018factForm ADV

Dated events

Occurred
Sep 22, 2022
Advisor changed firm
Joseph Ryan Moore left Optimum Investment Advisors, Llc for Prota Financial (registered 2022-02-17)
Form ADVobserved 3 days ago
Occurred
Aug 11, 2022
Advisor changed firm
Joseph Ryan Moore left Prota Financial for Portia Capital Management (registered 2022-10-21)
Form ADVobserved 3 days ago