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PROTA FINANCIAL, LLC, CRD 283776
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARK RADULOVICH | n/a | HOUSTON, TX | 10 | 12 | 1 | no |
| BRYAN C HAYS | n/a | HOUSTON, TX | Redmond, WA | 9 | 21 | 2 | no |
| FERNANDO DIAZ | n/a | HOUSTON, TX | 9 | 18 | 6 | no |
| Adam Lee Patten | n/a | HOUSTON, TX | 5 | 23 | 1 | no |
| Lindsey Renee Elliff | n/a | HOUSTON, TX | 5 | 10 | n/a | no |
| Andrew Reagan Taylor | n/a | HOUSTON, TX | Ruston, LA | 4 | 10 | n/a | no |
| Katherine Marie Morrison | n/a | HOUSTON, TX | 3 | 10 | n/a | no |
| QINGKUN XU | n/a | HOUSTON, TX | 3 | 12 | n/a | no |
| Jeffrey Fisher | n/a | Omaha, NE | HOUSTON, TX | 3 | 11 | n/a | no |
| Mark Anthony Llerena Jiro | n/a | HOUSTON, TX | 3 | 13 | n/a | no |
| Andrew Paul Edwards | n/a | HOUSTON, TX | Simpsonville, SC | 3 | 10 | n/a | no |
| Taylor Beth Wickman | n/a | HOUSTON, TX | 2 | 11 | n/a | no |
| Brandon Krol | n/a | HOUSTON, TX | Norwood, MA | 0 | 14 | 1 | no |
| Crystal Lena Aldeano | n/a | HOUSTON, TX | Midland, TX | 0 | 11 | n/a | no |
| Jonathan Wesley Garrett | n/a | HOUSTON, TX | 0 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HAYS, BRYAN, C | MANAGING MEMBER | D | yes | 01/2018 | May 17, 2022 | Aug 22, 2024 |
| RADULOVICH, MARK | CCO & MANAGING MEMBER | D | yes | 05/2016 | May 17, 2022 | Aug 22, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Monroe | La | United States | 1 | no |
| Shreveport | La | United States | 1 | no |
| Omaha | Ne | United States | 1 | no |
| Columbia | Sc | United States | 1 | no |
| Greenville | Sc | United States | 1 | no |
| Austin | TX | United States | 1 | no |
| Austin | TX | United States | 1 | no |
| Belton | TX | United States | 1 | no |
| Bryan | TX | United States | 1 | no |
| Houston | TX | United States | 1 | no |
| Katy | TX | United States | 1 | no |
| LEAGUE CITY | TX | United States | 1 | no |
| Pearland | TX | United States | 1 | no |
| Sugarland | TX | United States | 1 | no |
| THE WOODLANDS | TX | United States | 1 | no |
| Waco | TX | United States | 1 | no |
| Bellevue | Wa | United States | 1 | no |
| Bellevue | Wa | United States | 1 | no |
| Kirkland | Wa | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 26, 2026 | $270M | $270M | 13 | 13 | 19 | n/a | n/a |
| 2024 | Mar 3, 2025 | $234M | $226M | 12 | 12 | 19 | n/a | n/a |
| 2023 | Jan 31, 2024 | $182M | $182M | 12 | 12 | 0 | n/a | n/a |
| 2022 | Mar 27, 2023 | $128M | $126M | 8 | 8 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $270M | $234M | 15.7% | $128M | 28.4% | 13 | 12 | 19 | 19 |