DFX Intelligence

C••••••••• J•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

C••••••••• J•••• D••••

Advisor at W••••••• M••••••••• C•••

DALLAS, TX | Newtown, PA

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 14, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• M••••••••• C•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 9, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• M••••••••• C•••	Other adviser	Aug 5, 2024	n/a	yes	Newtown, PA\|DALLAS, TX	Current employment
S•• I••••••••• M••••••••• C•••	Mixed wealth	Nov 22, 2023	Jul 16, 2024	no	OAKS, PA\|Newtown, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• M••••••••• C•••	W••••••• M••••••••• C•••	Jul 16, 2024	Aug 5, 2024	20	Firm change	Other
I•••••• A•••••••• I•••	S•• I••••••••• M••••••••• C•••	Oct 11, 2023	Nov 22, 2023

Relationships

Registered with (3)

→ W••••••• M••••••••• C•••Registered adviserregistration: current employment
Aug 5, 2024 to presentfactForm ADV
→ S•• I••••••••• M••••••••• C•••Registered adviserregistration: previous registration
Nov 22, 2023 to Jul 16, 2024factForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 14, 2015 to Oct 11, 2023factForm ADV

Dated events

Order

Occurred
16 Jul 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
11 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 14, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.