DFX Intelligence
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Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
WAKEFIELD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | WAKEFIELD, MA | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | WAKEFIELD, MA|PEABODY, MA|PEABODY, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• | M•• F•••••••• S•••••••• I••• | Apr 5, 2018 | Jan 2, 2015 | -1,189 | Firm change after gap | Other |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151664:14251:KS:2018-04-05 | Apr 5, 2018 | Jan 2, 2015 | OVERLAND PARK,, KS | Firm change after gap |
| 615:151664:MA:2015-01-02 | Jan 2, 2015 | Sep 30, 2013 | WAKEFIELD, MA | Firm change after gap |
| M•••••• | Independent wealth | Sep 30, 2013 | Apr 5, 2018 | no | OVERLAND PARK,, KS | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Sep 12, 2013 | Jan 2, 2015 | no | WAKEFIELD, MA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| N•• E•••••• S••••••••• C••••••••• | M•••••• | Jan 2, 2015 | Sep 30, 2013 | -459 | Firm change after gap | Other |