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Advisor at MML INVESTORS SERVICES, LLC
Rowley, MA | Bethesda, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2024 | n/a | yes | Rowley, MA|Bethesda, MD | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 19, 2021 | Apr 2, 2024 | no | Cornelius, NC | Previous registration |
| MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC. | Independent wealth | Jul 18, 2017 | Nov 24, 2020 | no | ORLEANS, MA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 28, 2015 | Jun 2, 2017 | no | HYANNIS, MA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 22, 2015 | no | HYANNIS, MA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Oct 21, 2008 | Jun 1, 2009 | no | HYANNIS, MA | Previous registration |
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Oct 27, 2006 | Oct 3, 2008 | no | FT. LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | MML INVESTORS SERVICES, LLC | Apr 2, 2024 | Mar 25, 2024 | -8 | Firm change | Ibd to ibd |
| MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Nov 24, 2020 | Jan 19, 2021 | 56 | Firm change | Other |
| WELLS FARGO ADVISORS | MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC. | Jun 2, 2017 | Jul 18, 2017 | 46 | Firm change | Other |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Apr 22, 2015 | Oct 28, 2015 | 189 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| KOVACK ADVISORS, INC. | MORGAN STANLEY & CO. LLC | Oct 3, 2008 | Oct 21, 2008 | 18 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:MA:2015-04-17 | Apr 22, 2015 | Oct 28, 2015 | HYANNIS, MA | Firm change |