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R•••••• M•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst33 years in industry

R•••••• M•••••• R••••

Advisor at G•••• L•••• A•••••••• L••

CHICAGO, IL

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Search this name across graphsid dfx:ria:88498573-3fa7-c234-ceb5-7606653eb262

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 4, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• L•••• A•••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• L•••• A•••••••• L••	Other adviser	Jan 9, 2026	n/a	yes	CHICAGO, IL	Current employment
G•••• L•••• A•••••••• L••	Other adviser	Sep 9, 2011	Dec 31, 2025	no	CHICAGO, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I••••••••• M••••••••• C••••	G•••• L•••• A•••••••• L••	Apr 29, 2010	Sep 9, 2011	498	Firm change after gap	Other

Relationships

Registered with (2)

→ G•••• L•••• A•••••••• L••Registered adviserregistration: previous registration
Sep 9, 2011 to Dec 31, 2025factForm ADV
→ M•• I••••••••• M••••••••• C••••Registered adviserregistration: previous registration
Jun 4, 1993 to Apr 29, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88498573-3fa7-c234-ceb5-7606653eb262
First observed: Jun 4, 1993
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.