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RIA / WealthAdvisor32 years in industry

SCOTT ALEXANDER SMITH

Advisor at CONSCIOUS INVESTMENT SERVICES, LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:884d576c-503e-ff82-fdb5-88dfce1d46e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONSCIOUS INVESTMENT SERVICES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 26, 1994
First registration: Sep 26, 2006
Dual registered: no
Other names: SCOTT SMITH
IAPD individual key: 2443652

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONSCIOUS INVESTMENT SERVICES, LLC	State registered	Jul 11, 2018	n/a	yes	SAN DIEGO, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 1, 2011	Sep 17, 2018	no	RANCHO CUCAMONGA, CA\|SAN DIEGO, CA\|MURRIETA, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Sep 8, 2011	no	CHINO HILLS, CA\|CHINO, CA\|CHINO, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Nov 21, 2007	May 2, 2009	no	CHINO HILLS, CA\|CHINO, CA\|CHINO HILLS, CA	Previous registration
PARTNERVEST ADVISORY SERVICES LLC	Former SEC adviser	Sep 26, 2006	Oct 18, 2007	no	SANTA BARBARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CONSCIOUS INVESTMENT SERVICES, LLC	Sep 17, 2018	Jul 11, 2018	-68	Firm change after gap	RIA to state RIA
CHASE INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	Sep 8, 2011	Sep 1, 2011	-7	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
PARTNERVEST ADVISORY SERVICES LLC	WAMU INVESTMENTS, INC.	Oct 18, 2007	Nov 21, 2007	34	Firm change	Other

Relationships

Registered with (5)

→ CONSCIOUS INVESTMENT SERVICES, LLCRegistered adviserregistration: current employment
Jul 11, 2018 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 1, 2011 to Sep 17, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Sep 8, 2011factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 21, 2007 to May 2, 2009factForm ADV
→ PARTNERVEST ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Sep 26, 2006 to Oct 18, 2007factForm ADV

Dated events

No dated event names this entity yet.