RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A•••••••• S••••
- Professional profile
- linkedin.com/in/scott-a-smith-cimreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C•••••••• I••••••••• S•••••••• L•• state registered currentsince Jul 11, 2018 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedSep 1, 2011 to Sep 17, 2018 · Rancho Cucamonga, Ca
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Sep 8, 2011 · Chino Hills, Ca
- W••• I••••••••• I••• unclassifiedNov 21, 2007 to May 2, 2009 · Chino Hills, Ca
- P••••••••• A••••••• S••••••• L•• formerSep 26, 2006 to Oct 18, 2007 · Santa Barbara, Ca
- L•• F•••••••• L•• to C•••••••• I••••••••• S•••••••• L••left Sep 17, 2018, registered Jul 11, 2018 (-68 days) · RIA to a state-registered adviser
- C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••left Sep 8, 2011, registered Sep 1, 2011 (-7 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- P••••••••• A••••••• S••••••• L•• to W••• I••••••••• I•••left Oct 18, 2007, registered Nov 21, 2007 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address