DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner10 years in industry

Austin Grant Sweet

Advisor at MISSION WEALTH MANAGEMENT, LP

Seattle, WA | SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8859839b-dfdf-9a2b-f0c3-e8f6400b0a93

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 10, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MISSION WEALTH MANAGEMENT, LP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 30, 2019
First registration: May 10, 2019
Dual registered: no
Other names: Auddie Grant Sweet
IAPD individual key: 6904590

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MISSION WEALTH MANAGEMENT, LP	Independent wealth	Apr 13, 2026	n/a	yes	Seattle, WA\|SANTA BARBARA, CA	Current employment
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Mar 23, 2023	Apr 9, 2026	no	Bellevue, WA\|CHICAGO, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	Mar 31, 2023	no	SEATTLE, WA\|RENO, NV\|LYNNWOOD, WA	Previous registration
WADDELL & REED	Former SEC adviser	May 10, 2019	Jul 21, 2021	no	RENO, NV\|SEATTLE, WA\|RENO, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHTOWER ADVISORS, LLC	MISSION WEALTH MANAGEMENT, LP	Apr 9, 2026	Apr 13, 2026	4	Firm change	Ibd to RIA
LPL FINANCIAL LLC	HIGHTOWER ADVISORS, LLC	Mar 31, 2023	Mar 23, 2023	-8	Firm change	Ibd to ibd
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (4)

→ MISSION WEALTH MANAGEMENT, LPRegistered adviserregistration: current employment
Apr 13, 2026 to presentfactForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 23, 2023 to Apr 9, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 21, 2021 to Mar 31, 2023factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
May 10, 2019 to Jul 21, 2021factForm ADV

Dated events

Occurred
Apr 9, 2026
Advisor changed firm
Austin Grant Sweet left Hightower Advisors, Llc for Mission Wealth Management, Lp (registered 2026-04-13)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Austin Grant Sweet left Lpl Financial Llc for Hightower Advisors, Llc (registered 2023-03-23)
Form ADVobserved 5 days ago