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Advisor at WELLS FARGO ADVISORS
SHORT HILLS, NJ | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 19, 2021 | n/a | yes | BOCA RATON, FL|SHORT HILLS, NJ | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 8, 2021 | no | Short Hills, NJ | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Nov 14, 2008 | Jun 1, 2009 | no | SHORT HILLS, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 23, 1983 | Nov 17, 2008 | no | SHORT HILLS, NJ|SHORT HILLS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Mar 8, 2021 | Feb 19, 2021 | -17 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Nov 17, 2008 | Nov 14, 2008 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:NJ:2021-03-08 | Mar 8, 2021 | Feb 19, 2021 | SHORT HILLS, NJ | Firm change |