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Advisor at ALDEN INVESTMENT GROUP
Encinitas, CA | WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALDEN INVESTMENT GROUP | Independent wealth | May 27, 2026 | n/a | yes | Encinitas, CA|WAYNE, PA | Current employment |
| INDEPENDENT ADVISERS GROUP CORP | Former SEC adviser | Sep 16, 1999 | Dec 15, 2009 | no | SOLANA BEACH, CA | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Aug 12, 1999 | Mar 10, 2010 | no | SOLANA BEACH, CA|SOLANA BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | INDEPENDENT ADVISERS GROUP CORP | Mar 10, 2010 | Sep 16, 1999 | -3,828 | Firm change after gap | Other |
| INDEPENDENT ADVISERS GROUP CORP | ALDEN INVESTMENT GROUP | Dec 15, 2009 | May 27, 2026 | 6,007 | Firm change after gap | Other |