DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
MADISON, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 8, 2026 | n/a | yes | MADISON, MS | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jun 25, 2018 | Aug 31, 2026 | no | Flowood, MS|Brandon, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | L•• F•••••••• L•• | Aug 31, 2026 | Sep 8, 2026 | 8 | Firm change | Ibd to ibd |
| I••••••••• P••••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Sep 25, 2018 | Jun 25, 2018 |
| I••••••••• P••••••••• I••• | Former SEC adviser | Oct 17, 2008 | Sep 25, 2018 | no | SAN ANTONIO, TX|FLOWOOD, MS|LITTLE ROCK, AR|SAN ANTONIO, TX | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | May 23, 2008 | Oct 21, 2008 | no | Madison, MS | Previous registration |
| -92 |
| Bulk transfer |
| Ibd to ibd |
| M•• I•••••••• S•••••••• L•• | I••••••••• P••••••••• I••• | Oct 21, 2008 | Oct 17, 2008 | -4 | Firm change | Other |