DFX Intelligence

K•••••• M• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

K•••••• M• A••••

Advisor at W•••• F•••• A•••••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:886d5a36-52d8-9255-948d-911300aa55d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 12, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 17, 2018	n/a	yes	CHARLOTTE, NC	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	May 4, 2012	Sep 11, 2018	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Sep 11, 2018	Sep 17, 2018	6	Firm change	Wirehouse to wirehouse
C••••• S••••• S••••••••• •••• L••	U•• F•••••••• S••••••• I•••	May 25, 2012	May 4, 2012

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 17, 2018 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 4, 2012 to Sep 11, 2018factForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Dec 13, 2011 to May 25, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:886d5a36-52d8-9255-948d-911300aa55d1
First observed: Dec 13, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.