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CRD 284281
LEHI, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| B•••• J•••• D••••• | n/a | Salt Lake, UT | LEHI, UT | 10 | 40 | 2 | no |
| C•••••• W• B••••••• | n/a | Salt Lake CIty, UT | LEHI, UT | 9 | 15 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D•••••• B••••• J•••• | CHIEF COMPLIANCE OFFICER TREASURER AND PRESIDENT | E | yes | 06/2016 | Mar 8, 2021 | Nov 6, 2024 |
| A•••• H••••• J••• | Secretary | Na | no | 06/2016 | Mar 8, 2021 | Nov 6, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SALT LAKE CITY | Ut | United States | 2 | no |
| Renton | Wa | United States | 2 | no |
| SAN FRANCISCO | CA | United States | 1 | no |
| Sausalito | CA | United States | 1 | no |
| Bellevue | Wa | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $360M | $285M | 26.2% | $118M | 45.2% | 23 | 22 | 5 | 6 |
| no |
| B•••••• T••••• G••••• | Certified Financial Planner | LEHI, UT | Mill Valley, CA | 8 | 11 | n/a | no |
| S•••• N•••• B•••• | n/a | LEHI, UT | 8 | 10 | n/a | no |
| C•••••• J•••• A•••••••• | n/a | LEHI, UT | 4 | 10 | n/a | no |
| A•••• C• W••• | n/a | Salt Lake City, UT | LEHI, UT | 4 | 12 | n/a | no |
| C••• R••• P•••••• | Certified Financial Planner | LEHI, UT | Lehi, UT | 3 | 10 | 1 | no |
| M••••• D• K••••• | n/a | LEHI, UT | Bellevue, WA | 2 | 13 | 3 | no |
| M•••••• B••••• S••••••• | n/a | Renton, WA | LEHI, UT | 2 | 11 | n/a | no |
| M••••••• M••••••• | n/a | Mill Vally, CA | LEHI, UT | 1 | 18 | 6 | no |
| VICE PRESIDENT |
| Na |
| no |
| 08/2017 |
| Mar 8, 2021 |
| Nov 6, 2024 |
| no |
| Seattle | Wa | United States | 1 | no |
| $360M |
| $360M |
| 23 |
| 7 |
| 5 |
| n/a |
| n/a |
| 2024 | Mar 14, 2025 | $285M | $285M | 22 | 6 | 6 | n/a | n/a |
| 2023 | Mar 26, 2024 | $214M | $214M | 21 | 6 | 6 | n/a | n/a |
| 2022 | Mar 29, 2023 | $118M | $118M | 19 | 5 | 7 | n/a | n/a |
| 2021 | Jan 6, 2022 | $121M | $121M | 19 | 6 | 7 | n/a | n/a |