DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••• R••••••••• P••••••• I•••
Latest filing May 29, 2026
First filing on the tape Mar 8, 2021 · 14 filings
SEC status approved since Apr 7, 2021
RAUM
$360M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$357M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$36.0M
derived; firm RAUM over IAPD count
Employees
23
7 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$360M as of May 29, 2026
Jan 6, 2022$121M then
HNW client RAUM$131M as of May 29, 2026
Jan 6, 2022$16.0M then
State-registered IARs (5.B.3)10 as of May 29, 2026
Jan 6, 20229 then
Employees (5.A)23 as of May 29, 2026
Jan 6, 202219 then
Private funds: no history
RAUM +26% over the last fiscal year+45% a year over threeIARs 10 to 10offices 6 to 5
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $36.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 77derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $156,553derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 1.7derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -15%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publicationsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$226M63%
- High-net-worth individuals$131M36%
- Corporations and businesses$2.5M0.7%
- Pension and profit-sharing plans$460,3230.1%
- Individual clients
- 713reported
- HNW clients
- 54reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 2,299reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• J•••• D••••• | Salt Lake, Ut | Jul 1, 2016 | 40 y | 2 |
| C•••••• W• B••••••• | Salt Lake City, Ut | Jun 7, 2017 | 15 y | 0 |
| B•••••• T••••• G•••••Certified Financial Planner | Lehi, Ut | Feb 12, 2018 | 11 y | 0 |
| S•••• N•••• B•••• | Lehi, Ut | May 11, 2018 | 10 y | 0 |
| C•••••• J•••• A•••••••• | Lehi, Ut | May 17, 2022 | 10 y | 0 |
| A•••• C• W••• | Salt Lake City, Ut | Aug 8, 2022 | 12 y | 0 |
| C••• R••• P••••••Certified Financial Planner | Lehi, Ut | Jul 10, 2023 | 10 y | 1 |
| M••••• D• K••••• | Lehi, Ut | Oct 19, 2023 | 13 y | 3 |
| M•••••• B••••• S••••••• | Renton, Wa | Feb 23, 2024 | 11 y | 0 |
| M••••••• M••••••• | Mill Vally, Ca | Sep 18, 2025 | 18 y | 6 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- N••• F•••••••• F•••••• to G••••••• A•••••••• L••Jan 5, 2024 · RIA to RIA
- K••••• A•• C••••• to O•••• W•••••• I•••Oct 4, 2023 · RIA to affiliated broker-dealer or bank
- J••• A•••• C••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••Nov 29, 2022 · RIA to affiliated broker-dealer or bank
- B•••• T•••• to T•••• W••••• G•••• L••Nov 7, 2022 · RIA to RIA
- B••••••• J••• K•••• to S•••••••• R••••••••• S••••••••• L••Jul 13, 2021 · RIA to RIA
- H•••••• L•••• S••••• to C••••••••• W•••••• L••Sep 19, 2018 · RIA to RIA
Joined, latest
- M••••••• M••••••• from W•••• F•••• A•••••••Sep 18, 2025 · Wirehouse to independent RIA
- M••••• D• K••••• from J••••• C•••••• A••••••• L••Oct 19, 2023 · RIA to RIA
- C••• R••• P•••••• from A••••• A•••••••Jul 10, 2023 · RIA to RIA
- K••••• A•• C••••• from M•••• F•••••••• A•••••••Dec 14, 2022 · RIA to RIA
- J••• A•••• C••••••••• from K•• I••••••••• S••••••• L••Nov 5, 2021 · Affiliated broker-dealer or bank to independent RIA
- N••• F•••••••• F•••••• from A••••••••• F•••••••• S•••••••• L••Aug 13, 2021 · Affiliated broker-dealer or bank to independent RIA
- H•••••• L•••• S••••• from I••••••••• F•••••••• G••••• L••Jun 11, 2018 · Other
- B•••• T•••• from E•••••• C•••••• M••••••••• L••Aug 25, 2017 · Other
- B•••• J•••• D••••• from T•• R••••••••• S••••••• L••Jul 1, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• B••••• J•••• · Chief Compliance Officer Treasurer And Presidentcontrolsince 06/2016 · owns 75% or more
- A•••• H••••• J••• · Secretarysince 06/2016 · owns less than 5%
- D•••••• J••••• B•••• · Vice Presidentsince 08/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lehi, Ut · principal | 10 | 1 | 0 | ||
| Salt Lake City, Ut | 2 | 0 | 0 | ||
| Renton, Wa | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Renton, WA2 employees
- Salt Lake City, UT2 employees
- Bellevue, WA1 employees
- San Francisco, CA1 employees
- Sausalito, CA1 employees
- Seattle, WA1 employees
What changed
consecutive filings, newest first
- Accounts · 2,461 to 2,299Nov 13, 2025 to Mar 26, 2026
- Advisory employees · 6 to 7Nov 13, 2025 to Mar 26, 2026
- Corporate clients · 0 to 7Nov 13, 2025 to Mar 26, 2026
- HNW clients · 14 to 54Nov 13, 2025 to Mar 26, 2026
- Individual clients · 886 to 713Nov 13, 2025 to Mar 26, 2026
- Pension plan clients · 0.0 to unsetNov 13, 2025 to Mar 26, 2026
- Employees · 22 to 23Nov 13, 2025 to Mar 26, 2026
- Financial planning clients · 251-500 to More than 500Nov 13, 2025 to Mar 26, 2026
- Other offices · 6 to 5Nov 13, 2025 to Mar 26, 2026
- Discretionary RAUM · $285M to $360MNov 13, 2025 to Mar 26, 2026
- HNW RAUM · $106M to $131MNov 13, 2025 to Mar 26, 2026
- Individual RAUM · $179M to $226MNov 13, 2025 to Mar 26, 2026
- Pension RAUM · $0 to $460,323Nov 13, 2025 to Mar 26, 2026
- RAUM · $285M to $360MNov 13, 2025 to Mar 26, 2026
- Accounts · 2,317 to 2,461Nov 6, 2024 to Mar 14, 2025
- HNW clients · 22 to 14Nov 6, 2024 to Mar 14, 2025
- Individual clients · 592 to 886Nov 6, 2024 to Mar 14, 2025
- Employees · 21 to 22Nov 6, 2024 to Mar 14, 2025
- Financial planning clients · 251-500 to 251-500Nov 6, 2024 to Mar 14, 2025
- Discretionary RAUM · $214M to $285MNov 6, 2024 to Mar 14, 2025
- HNW RAUM · $52.2M to $106MNov 6, 2024 to Mar 14, 2025
- Individual RAUM · $161M to $179MNov 6, 2024 to Mar 14, 2025
- RAUM · $214M to $285MNov 6, 2024 to Mar 14, 2025
- Accounts · 1,105 to 2,317Jun 6, 2023 to Mar 26, 2024
- Advisory employees · 5 to 6Jun 6, 2023 to Mar 26, 2024
- HNW clients · 10 to 22Jun 6, 2023 to Mar 26, 2024
- Individual clients · 539 to 592Jun 6, 2023 to Mar 26, 2024
- Employees · 19 to 21Jun 6, 2023 to Mar 26, 2024
- State-registered IARs · 9 to 10Jun 6, 2023 to Mar 26, 2024
- Other offices · 7 to 6Jun 6, 2023 to Mar 26, 2024
- Discretionary RAUM · $118M to $214MJun 6, 2023 to Mar 26, 2024
- HNW RAUM · $20.1M to $52.2MJun 6, 2023 to Mar 26, 2024
- Individual RAUM · $97.4M to $161MJun 6, 2023 to Mar 26, 2024
- RAUM · $118M to $214MJun 6, 2023 to Mar 26, 2024
- Accounts · 884 to 1,105Nov 15, 2022 to Mar 29, 2023
- Advisory employees · 6 to 5Nov 15, 2022 to Mar 29, 2023
- HNW clients · 8 to 10Nov 15, 2022 to Mar 29, 2023
- Individual clients · 455 to 539Nov 15, 2022 to Mar 29, 2023
- Discretionary RAUM · $121M to $118MNov 15, 2022 to Mar 29, 2023
- HNW RAUM · $16.0M to $20.1MNov 15, 2022 to Mar 29, 2023
Signals
5 dated events
- N••• F•••••••• F•••••• left D••••• R••••••••• P••••••• I••• for G••••••• A•••••••• L•• (registered 2024-03-04)Jan 5, 2024 · Advisor changed firm · fact
- K••••• A•• C••••• left D••••• R••••••••• P••••••• I••• for O•••• W•••••• I••• (registered 2023-09-06)Oct 4, 2023 · Advisor changed firm · fact
- J••• A•••• C••••••••• left D••••• R••••••••• P••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-12-14)Nov 29, 2022 · Advisor changed firm · fact
- B•••• T•••• left D••••• R••••••••• P••••••• I••• for T•••• W••••• G•••• L•• (registered 2022-09-06)Nov 7, 2022 · Advisor changed firm · fact
- D••••• R••••••••• P••••••• I••• filed its initial SEC registration (Form ADV)Mar 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 801-214-0545reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 855-425-4566reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/D•••••-RETIREMENT-P•••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- D•••••RETIREMENTP•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 855-425-4566reportedpublic record, Form ADV, May 29, 2026
- Team page
- deckerretirementplanning.com/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026