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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

William Lawrence Patriarca

Advisor at LPL FINANCIAL LLC

ANNAPOLIS, MD

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Search this name across graphsid dfx:ria:8876a8be-12aa-92ac-2f9a-8e380a3229c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jul 18, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 29, 2012
First registration: Jul 18, 2012
Dual registered: yes, broker-dealer
Other names: BILLY LAWRENCE PATRIARCA|BILL LAWRENCE PATRIARCA|WILLIAM LAWRENCE PATRIARCA|William L Patriarca
IAPD individual key: 6051964

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 20, 2026	n/a	yes	ANNAPOLIS, MD	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 9, 2024	Apr 8, 2026	no	ANNAPOLIS, MD	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 9, 2021	May 18, 2022	no	DUNKIRK, MD\|PRINCE FREDERICK, MD\|ANNAPOLIS, MD\|DEALE, MD\|EDGEWATER, MD	Previous registration
M&T SECURITIES, INC.	n/a	Apr 15, 2021	Jun 9, 2021	no	DUNKIRK, MD\|DEALE, MD\|EDGEWATER, MD\|PRINCE FREDERICK, MD\|ANNAPOLIS, MD\|BALTIMORE, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 18, 2018	Apr 14, 2021	no	COLUMBIA, MD\|ELKRIDGE, MD\|ALEXANDRIA, VA\|MCLEAN, VA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 13, 2015	Jan 26, 2017	no	LINTHICUM HEIGHTS, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 1, 2013	Aug 4, 2015	no	ANNAPOLIS, MD\|COLUMBIA, MD	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 18, 2012	Nov 2, 2012	no	TYSONS CORNER, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Apr 8, 2026	Apr 20, 2026	12	Firm change	Ibd to ibd
LPL FINANCIAL LLC	CETERA INVESTMENT ADVISERS LLC	May 18, 2022	Apr 9, 2024	692	Firm change after gap	RIA to ibd
M&T SECURITIES, INC.	LPL FINANCIAL LLC	Jun 9, 2021	Jun 9, 2021	0	Bulk transfer	Other
WELLS FARGO ADVISORS	M&T SECURITIES, INC.	Apr 14, 2021	Apr 15, 2021	1	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	WELLS FARGO ADVISORS	Jan 26, 2017	Oct 18, 2018	630	Firm change after gap	Other
WELLS FARGO ADVISORS	VALIC FINANCIAL ADVISORS, INC.	Aug 4, 2015	Aug 13, 2015	9	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	WELLS FARGO ADVISORS	Nov 2, 2012	Feb 1, 2013	91	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to May 18, 2022factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Apr 9, 2024 to Apr 8, 2026factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Apr 15, 2021 to Jun 9, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 18, 2018 to Apr 14, 2021factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 13, 2015 to Jan 26, 2017factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 18, 2012 to Nov 2, 2012factForm ADV

Dated events

Occurred
Apr 8, 2026
Advisor changed firm
William Lawrence Patriarca left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2026-04-20)
Form ADVobserved 6 days ago
Occurred
May 18, 2022
Advisor changed firm
William Lawrence Patriarca left Lpl Financial Llc for Cetera Investment Advisers Llc (registered 2024-04-09)
Form ADVobserved 6 days ago