RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• L••••••• P••••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 20, 2026 · Annapolis, Md
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 9, 2024 to Apr 8, 2026 · Annapolis, Md
- L•• F•••••••• L•• BD affiliatedJun 9, 2021 to May 18, 2022 · Dunkirk, Md
- M•• S••••••••• I••• unclassifiedApr 15, 2021 to Jun 9, 2021 · Dunkirk, Md
- W•••• F•••• A••••••• wirehouseOct 18, 2018 to Apr 14, 2021 · Columbia, Md
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 13, 2015 to Jan 26, 2017 · Linthicum Heights, Md
- W•••• F•••• A••••••• wirehouseFeb 1, 2013 to Aug 4, 2015 · Annapolis, Md
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 18, 2012 to Nov 2, 2012 · Tysons Corner, Va
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Apr 8, 2026, registered Apr 20, 2026 (12 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left May 18, 2022, registered Apr 9, 2024 (692 days) · RIA to affiliated broker-dealer or bank
- M•• S••••••••• I••• to L•• F•••••••• L••left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M•• S••••••••• I•••left Apr 14, 2021, registered Apr 15, 2021 (1 days) · Other
- V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left Jan 26, 2017, registered Oct 18, 2018 (630 days) · Other
- W•••• F•••• A••••••• to V•••• F•••••••• A•••••••• I•••left Aug 4, 2015, registered Aug 13, 2015 (9 days) · Other
- V••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left Nov 2, 2012, registered Feb 1, 2013 (91 days) · Other
- W•••••• L••••••• P•••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-04-20)Apr 8, 2026 · Advisor changed firm · fact
- W•••••• L••••••• P•••••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-04-09)May 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address