DFX Intelligence

J••••• M•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

J••••• M•••••• S••••••

Advisor at T••• W••• C•••••• A•••••••

LOUISVILLE, CO

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Search this name across graphsid dfx:ria:887cf7be-908f-5e7f-72fd-f6ba3a30c210

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• W••• C•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• W••• C•••••• A•••••••	Independent wealth	Dec 17, 2025	n/a	yes	LOUISVILLE, CO	Current employment
A••• C•••••• P•••••••• L••	Former SEC adviser	Aug 10, 2020	Jul 10, 2024	no	ENGLEWOOD, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• C•••••• P•••••••• L••	T••• W••• C•••••• A•••••••	Jul 10, 2024	Dec 17, 2025	525	Firm change after gap	RIA to RIA
C•••••• A•••• M••••••••• L••	A••• C•••••• P•••••••• L••	Apr 24, 2020	Aug 10, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
157728:331265:CO:2024-07-10	Jul 10, 2024	Dec 17, 2025	ENGLEWOOD, CO	Firm change after gap

Relationships

Registered with (4)

→ T••• W••• C•••••• A•••••••Registered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ A••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 10, 2020 to Jul 10, 2024factForm ADV
→ C•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 17, 2019 to Apr 24, 2020factForm ADV
→ C••••••• A•••• M••••••••• L••

Dated events

Occurred
Jul 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:887cf7be-908f-5e7f-72fd-f6ba3a30c210
First observed: Jul 11, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.