DFX Intelligence

T••• W••• C•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

T••• W••• C•••••• A•••••••

T••• W••• C•••••• A•••••••, LLC, CRD 331265

LOUISVILLE, CO

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Search this name across graphsid dfx:ria:69698212-68ad-5af1-2ae4-a1815875297d

Data as of Apr 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 15, 2024 to Apr 2, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $246M••• Locked
Discretionary RAUM: $166M
Private client RAUM: $246Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $123Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••• M•••••• R•••••	n/a	LOUISVILLE, CO	2	22	2	no
J••••• M•••••• S••••••	Certified Financial Planner	LOUISVILLE, CO	0	22

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••• C••••• M••••••	CO-FOUNDER AND MANAGING PARTNER	D	yes	04/2020	May 15, 2024	Oct 28, 2024
S••••••• J•••••• M••••••	CO-FOUNDER AND MANAGING PARTNER	D	yes	04/2020	May 15, 2024	Oct 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• C•••••• L••	n/a	State registered	n/a	Y	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 2, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$246M	$208M	17.9%	n/a	n/a	4	4	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••• C•••••• P•••••••• L••	2	Jul 10, 2024	Dec 17, 2025	ENGLEWOOD, CO	Team lift out	RIA to new firm	9.1%

Relationships

Affiliated with (1)

→ C•••••••• C•••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV

Registered with (2)

← J••••• M•••••• S••••••Advisorregistration: current employment
Dec 17, 2025 to presentfactForm ADV
← C•••• M•••••• R•••••Advisorregistration: current employment
Jul 9, 2024 to presentfactForm ADV

Moved with (1)

Dated events

Occurred
Jul 10, 2024
Team lift-out
2 advisors left A••• C•••••• P•••••••• L•• (Englewood, CO) for T••• W••• C•••••• A••••••• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
May 15, 2024
First Form ADV filing
T••• W••• C•••••• A••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69698212-68ad-5af1-2ae4-a1815875297d
First observed: May 15, 2024
Last observed: Apr 2, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.