DFX Intelligence

K•• T••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

K•• T••••••• G•••• L••

CRD 285526

NEW YORK, NY

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Search this name across graphsid dfx:ria:888238af-197c-6353-212f-2eb8031eb817

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 1
Observed: Dec 16, 2016 to Mar 31, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K•• T••••••• G•••• L••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $48.7M••• Locked
Discretionary RAUM: $13.7M
Private client RAUM: $48.7Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••• D•••• M••••••	MANAGER, CCO	D	yes	10/2016	Dec 16, 2016	Apr 1, 2024
W••••••• S•••• E•••••	MANAGING MEMBER	E	yes	10/2016	Mar 31, 2021	Apr 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•••• P••• I••••••••• L••	n/a	Asset manager	$142M	N	yes	n/a
K•••• P••• M••••••••• I• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$48.7M	$44.5M	9.4%	$35.4M	11.3%	1	1	0	0

Relationships

Affiliated with (2)

← K•••• P••• I••••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
→ K•••• P••• I••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (2)

← R•••••• D•••• M••••••OwnerMANAGER, CCO, ownership code D, individual
Dec 16, 2016 to Apr 1, 2024factForm ADV
← W••••••• S•••• E•••••Owner

Dated events

Occurred
Apr 1, 2022
Regulatory AUM changed
K•• T••••••• G•••• L•• reported RAUM $43.6M, down 70% from $147.0M (2021-03-31 to 2022-04-01)
Form ADVobserved 7 days ago
$-103M
Occurred
Mar 31, 2021
Control person joined
Edward Sean Westley (Managing Member) appeared on Schedule A of K•• T••••••• G•••• L••
Form ADVobserved 7 days ago
Occurred
Dec 16, 2016
First Form ADV filing
K•• T••••••• G•••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:888238af-197c-6353-212f-2eb8031eb817
First observed: Dec 16, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.