DFX Intelligence

RIA Intelligence

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SEC-registered adviser

K•• T••••••• G•••• L••

Independent wealth managerNew York, New YorkCRD 285526SEC 801-108868website IAPD

Latest filing Mar 31, 2026

First filing on the tape Dec 16, 2016 · 14 filings

SEC status approved since May 2, 2017

RAUM

$48.7M

reported, Item 5.F

Discretionary

28%

of RAUM

Private clients

100%

$48.7M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$48.7M as of Mar 31, 2026

Mar 31, 2018$129M then

HNW client RAUM$47.0M as of Mar 31, 2026

Mar 31, 2018$47.0M then

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 31, 20180 then

Employees (5.A)1 as of Mar 31, 2026

Mar 31, 20182 then

Private funds: no history

RAUM +9.4% over the last fiscal year+11% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.1MderivedHNW RAUM over HNW clients
Average account: $2.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 28%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +9.4%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: +21%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$47.0M97%
Individuals$1.7M3.5%

Individual clients: 8reported
HNW clients: 15reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 23reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

R•••••• D•••• M•••••• · Manager, Ccocontrol
since 10/2016 · owns 50% to 75%
W••••••• S•••• E••••• · Managing Membercontrol
since 10/2016 · owns 75% or more of H•••• V•••••••• L••

Entity owners

7• P••••••• P••••••• L•• · Member
direct · owns 10% to 25%
H•••• V•••••••• L•• · Member
direct · owns 10% to 25%
I•• A•••••• I••• · Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

K•••• P••• I••••••••• L••
investment adviserpooled vehicle sponsornRAUM $142M
K•••• P••• M••••••••• I• L••
investment adviserpooled vehicle sponsorn

Advisers that list K•• T••••••• G•••• L•• as a related person

299882 y

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 19 to 23
Apr 1, 2025 to Mar 31, 2026
HNW clients · 11 to 15
Apr 1, 2025 to Mar 31, 2026
Discretionary RAUM · $9.8M to $13.7M
Apr 1, 2025 to Mar 31, 2026
HNW RAUM · $41.0M to $47.0M
Apr 1, 2025 to Mar 31, 2026
Individual RAUM · $3.5M to $1.7M
Apr 1, 2025 to Mar 31, 2026
Non-discretionary RAUM · $34.7M to $35.0M
Apr 1, 2025 to Mar 31, 2026
RAUM · $44.5M to $48.7M
Apr 1, 2025 to Mar 31, 2026
Accounts · 16 to 19
Apr 1, 2024 to Apr 1, 2025
Individual clients · 5 to 8
Apr 1, 2024 to Apr 1, 2025
Financial planning clients · unset to
Apr 1, 2024 to Apr 1, 2025
Discretionary RAUM · $7.6M to $9.8M
Apr 1, 2024 to Apr 1, 2025
HNW RAUM · $39.8M to $41.0M
Apr 1, 2024 to Apr 1, 2025
Individual RAUM · $1.1M to $3.5M
Apr 1, 2024 to Apr 1, 2025
Non-discretionary RAUM · $33.3M to $34.7M
Apr 1, 2024 to Apr 1, 2025
RAUM · $40.9M to $44.5M
Apr 1, 2024 to Apr 1, 2025
Accounts · 24 to 16
Apr 18, 2023 to Apr 1, 2024
Corporate clients · 1.0 to unset
Apr 18, 2023 to Apr 1, 2024
HNW clients · 19 to 11
Apr 18, 2023 to Apr 1, 2024
Individual clients · 4 to 5
Apr 18, 2023 to Apr 1, 2024
Discretionary RAUM · $7.4M to $7.6M
Apr 18, 2023 to Apr 1, 2024
HNW RAUM · $34.8M to $39.8M
Apr 18, 2023 to Apr 1, 2024
Individual RAUM · $463,649 to $1.1M
Apr 18, 2023 to Apr 1, 2024
Non-discretionary RAUM · $28.0M to $33.3M
Apr 18, 2023 to Apr 1, 2024
RAUM · $35.4M to $40.9M
Apr 18, 2023 to Apr 1, 2024
Accounts · 22 to 24
Apr 1, 2022 to Apr 3, 2023
Advisory employees · 2 to 1
Apr 1, 2022 to Apr 3, 2023
Corporate clients · unset to 1.0
Apr 1, 2022 to Apr 3, 2023
HNW clients · 17 to 19
Apr 1, 2022 to Apr 3, 2023
Individual clients · 6 to 4
Apr 1, 2022 to Apr 3, 2023
Employees · 2 to 1
Apr 1, 2022 to Apr 3, 2023
Discretionary RAUM · $11.9M to $7.4M
Apr 1, 2022 to Apr 3, 2023
HNW RAUM · $41.6M to $34.8M
Apr 1, 2022 to Apr 3, 2023
Individual RAUM · $1.9M to $463,649
Apr 1, 2022 to Apr 3, 2023
Non-discretionary RAUM · $31.6M to $28.0M
Apr 1, 2022 to Apr 3, 2023
RAUM · $43.6M to $35.4M
Apr 1, 2022 to Apr 3, 2023
HNW clients · 11 to 17
Mar 31, 2021 to Apr 1, 2022
Individual clients · 9 to 6
Mar 31, 2021 to Apr 1, 2022
Discretionary RAUM · $10.5M to $11.9M
Mar 31, 2021 to Apr 1, 2022
HNW RAUM · $43.5M to $41.6M
Mar 31, 2021 to Apr 1, 2022
Individual RAUM · $3.4M to $1.9M
Mar 31, 2021 to Apr 1, 2022

Signals

3 dated events

K•• T••••••• G•••• L•• reported RAUM $43.6M, down 70% from $147.0M (2021-03-31 to 2022-04-01)
Apr 1, 2022 · RAUM change · derived
Edward Sean Westley (Managing Member) appeared on Schedule A of K•• T••••••• G•••• L••
Mar 31, 2021 · Control person joined · fact
K•• T••••••• G•••• L•• filed its initial SEC registration (Form ADV)
Dec 16, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

K•• T••••••• G•••• L•• · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Website: k•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (212) 710-4111reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026