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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Noriko Hamaoka Ikeda

Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Torrance, CA

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Search this name across graphsid dfx:ria:888d552e-654a-cf26-7abf-b0dca1099804

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S63|S66
First exam: Aug 27, 2004
First registration: Apr 28, 2008
Dual registered: yes, broker-dealer
Other names: Noriko Hamaoka Sawyer
IAPD individual key: 4795041

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLOBAL ASSETS ADVISORY, LLC	Independent wealth	Apr 10, 2025	n/a	yes	Torrance, CA	Current employment
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Jun 13, 2023	n/a	yes	Torrance, CA	Current employment
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Dec 20, 2018	Jun 29, 2023	no	Torrance, CA\|Crystal Bay, NV\|Torrance, CA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 8, 2013	Dec 20, 2018	no	NEWPORT BEACH, CA\|TORRANCE, CA\|TORRANCE, CA	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Apr 28, 2008	Jan 28, 2013	no	Palm Desert, CA\|LOS ANGELES, CA\|TORRANCE, CA\|Los Angeles, CA\|GLENDALE, CA\|TORRANCE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTERN INTERNATIONAL SECURITIES	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Jun 29, 2023	Jun 13, 2023	-16	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	WESTERN INTERNATIONAL SECURITIES	Dec 20, 2018	Dec 20, 2018	0	Firm change	Ibd to RIA
U.S. BANCORP ADVISORS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 28, 2013	Feb 8, 2013	11	Firm change	Other

Relationships

Registered with (5)

→ GLOBAL ASSETS ADVISORY, LLCRegistered adviserregistration: current employment
Apr 10, 2025 to presentfactForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 13, 2023 to presentfactForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
Dec 20, 2018 to Jun 29, 2023factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Feb 8, 2013 to Dec 20, 2018factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 28, 2008 to Jan 28, 2013factForm ADV

Dated events

Occurred
Jun 29, 2023
Advisor changed firm
Noriko Hamaoka Ikeda left Western International Securities for International Assets Investment Management, Llc (registered 2023-06-13)
Form ADVobserved 6 days ago