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CRD 106908
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| K•••••• G••• K•••• | n/a | LOS ANGELES, CA | 23 | 31 | n/a | no |
| D••••• R••••• B•••••• | n/a | LOS ANGELES, CA | 22 | 33 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S••• R••• P•••••••• L••• | Hedge Fund | $16.2M | Feb 17, 2017 | 11 | Jan 24, 2014 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••• D•••••• R••••• | Cio | Na | yes | 11/2004 | Jun 10, 2026 | Jun 10, 2026 |
| J••••••• J•••••• R••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2026 | Jun 10, 2026 | Jun 10, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S••• R••• • C•••••• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.9B | $1.3B | 40.3% | $940M | 25.6% | 7 | 8 | 0 | 0 |
| no |
| J••••• C•••• R•••••••• | n/a | LOS ANGELES, CA | 3 | 15 | n/a | yes |
| Director |
| Na |
| yes |
| 08/2005 |
| Jun 10, 2026 |
| Jun 10, 2026 |
| R••••••••• J•••••• C•••• | President | E | yes | 03/2023 | Jun 10, 2026 | Jun 10, 2026 |
| R••••••••• J•••••• C•••• | President | F | yes | 03/2023 | Apr 28, 2023 | Nov 19, 2024 |
| F•••••••• V••• A•••••• F•••• | CHIEF COMPLIANCE OFFICER | Na | no | 02/2024 | Mar 29, 2024 | Nov 19, 2024 |
| T•• W••••••• C•••••• G•••• | DIRECT OWNER | E | no | 09/1997 | Jan 25, 2012 | Nov 19, 2024 |
| W••••••• G•••• H•••••• C••• L•• | DIRECT OWNER | E | no | 03/2023 | Apr 28, 2023 | Nov 19, 2024 |
| Apr 3, 2026 |
| $1.9B |
| $1.3B |
| 7 |
| 3 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 25, 2025 | $1.3B | $1.3B | 8 | 3 | 0 | n/a | n/a |
| 2023 | Mar 29, 2024 | $1.2B | $1.2B | 9 | 5 | 0 | n/a | n/a |
| 2022 | Jan 31, 2023 | $940M | $940M | 12 | 4 | 0 | n/a | n/a |
| 2021 | Jan 31, 2022 | $1.2B | $1.2B | 12 | 4 | 0 | n/a | n/a |
| 2020 | Feb 3, 2021 | $997M | $997M | 12 | 5 | 0 | n/a | n/a |
| 2019 | Jan 21, 2020 | $973M | $973M | 12 | 5 | 0 | n/a | n/a |
| 2018 | Jan 17, 2019 | $698M | $698M | 13 | 5 | 0 | n/a | n/a |
| 2017 | Feb 1, 2018 | $710M | $710M | 13 | 5 | 0 | n/a | n/a |
| 2016 | Feb 17, 2017 | $555M | $555M | 11 | 5 | n/a | 1 | $16.2M |
| 2015 | Mar 1, 2016 | $505M | $505M | 11 | 5 | n/a | 1 | $16.2M |
| 2014 | Jan 21, 2015 | $380M | $380M | 11 | 5 | n/a | 1 | $16.2M |
| 2013 | Jan 24, 2014 | $296M | $296M | 11 | 5 | n/a | 1 | $16.2M |
| 2012 | Feb 6, 2013 | $250M | $250M | 11 | 4 | n/a | n/a | n/a |
| 2011 | Jan 25, 2012 | $230M | $230M | n/a | n/a | n/a | n/a | n/a |