DFX Intelligence

B•••••• E••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst34 years in industry

B•••••• E••••• G••••

Advisor at M••••••

Los Angeles, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc940823-873f-811e-5d96-7fc58520d6c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Apr 20, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jun 1, 2026	n/a	yes	Los Angeles, CA\|Los Angeles, CA	Current employment
N•••••• A•••••••	Bd affiliated wealth	Apr 18, 2025	May 29, 2026	no	Los Angeles, CA\|NEW ORLEANS, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••	M••••••	May 29, 2026	Jun 1, 2026	3	Firm change	Ibd to ibd
J•••••••• I••••••••• A••••••• L••	N•••••• A•••••••	May 21, 2025	Apr 18, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
171351:140195:LA:2026-05-29	May 29, 2026	Jun 1, 2026	NEW ORLEANS, LA	Firm change

Relationships

Registered with (9)

→ M••••••Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Apr 18, 2025 to May 29, 2026factForm ADV
→ J•••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 24, 2023 to May 21, 2025factForm ADV
→ L••••••• A•••• M••••••••• L••

Dated events

Occurred
May 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc940823-873f-811e-5d96-7fc58520d6c3
First observed: Apr 20, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.